AMERIPRISE FINANCIAL, INC.
59 disclosures across 15 jurisdictions · 2022-01-28 → 2026-07-29. Severity score: 38 across 21 incidents (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 111).
Scope. This scorecard covers filings naming this entity record. Related records are scored separately: RIVERSOURCE LIFE INSURANCE COMPANY (subsidiary record).
1825-day window · this entity as victim
apparent from filed dates · see trail
of 13 clock verdicts
max per incident · per-filing sum: 111
Sector context · Finance
- This entity:
- 69.2% on-time (n=13 clock verdicts)
- Sector cohort:
- 25.6% on-time (n=2,334 clock verdicts)
Cohort: 6,582 filings from 2,122 organisations carrying NAICS 52 on the filing itself, same 1825-day window; merged entities counted once. Both percentages count clock verdicts through the same registry — a filing with no evaluable clock is excluded from both rather than counted as on time.
Compliance timing by regulator
Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for this entity's source filings.
- Maine5 on-time · 4 review · 0 late · 9
- Washington1 on-time · 0 late · 1
- Massachusetts1 on-time · 0 late · 12 informational · 13
- Oregon1 on-time · 0 late · 1
- Rhode Island1 on-time · 0 late · 1
- South Carolina0 on-time · 0 late · 1 informational · 1
- Leak gap2 leak preceded filing
us-ca — clock not computable from the dates recorded in the filings
us-ia — clock not computable from the dates recorded in the filings
us-il — no notification-clock framework implemented for this jurisdiction
us-in — no notification-clock framework implemented for this jurisdiction
us-mt — no notification-clock framework implemented for this jurisdiction
us-ne — no notification-clock framework implemented for this jurisdiction
us-vt — clock not computable from the dates recorded in the filings
Discovery dates behind these clocks: 7 ag web form · 6 letter-grounded · 10 occurrence date · 5 unattributed. Only a date the notification letter itself states is fully defensible; a date derived from another field makes the verdict indicative.
Regulators holding filings from this entity
Every regulator that has received a visible filing naming this entity, all time — filings first.
- Massachusetts State AG (67)
- New Hampshire State AG (23)
- Indiana State AG (20)
- Montana State AG (13)
- Maine State AG (10)
- Nebraska State AG (3)
- Oregon State AG (2)
- Texas State AG (2)
- California State AG (1)
- Iowa State AG (1)
- Illinois State AG (1)
- Rhode Island State AG (1)
- South Carolina State AG (1)
- Vermont State AG (1)
- Washington State AG (1)
SEC-registered (CIK 0000820027). SEC cyber filings on record in this corpus: none. Materiality under Item 1.05 is the registrant's own determination; the absence of a filing is a fact about this corpus, not a finding about any obligation.
Breach History (5-Year Lookback)
Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record
within lookback window
late notice filings
median days between incidents
Per-jurisdiction compliance record
| Jurisdiction | On-time | Late | Rate |
|---|---|---|---|
| us-ma | 1 | 0 | 100% |
| us-me | 5 | 4 | 56% |
| us-nh | 0 | 0 | — |
| us-or | 1 | 0 | 100% |
| us-ri | 1 | 0 | 100% |
| us-sc | 0 | 0 | — |
| us-tx | 0 | 0 | — |
| us-wa | 1 | 0 | 100% |
Cumulative data type exposure
Disclosure timeline
Most-recent 100 filings. Click a row to open the disclosure detail.
| Filed | Source | Jurisdiction | Severity | Affected | Clocks missed |
|---|---|---|---|---|---|
| 2026-07-29 | state_ag | us-nh | Medium | 552 | |
| 2026-04-22 | state_ag | us-tx | High | 47.9K | |
| 2026-04-20 | state_ag | us-sc | High | 2.7Kstate | |
| 2026-04-17 | state_ag | us-vt | Medium | 83state | |
| 2026-04-17 | state_ag | us-ma | Medium | 1.9Kstate | |
| 2026-04-17 | state_ag | us-nh | Medium | 433state | |
| 2026-04-17 | state_ag | us-me | High | 47.9K | |
| 2026-04-17 | state_ag | us-ia | Medium | 583state | |
| 2026-04-17 | state_ag | us-in | Medium | 47.9K | |
| 2026-04-17 | state_ag | us-ri | Medium | 256state | |
| 2026-04-17 | state_ag | us-ne | Medium | — | |
| 2026-04-17 | state_ag | us-ca | Low | — | |
| 2026-04-17 | state_ag | us-or | Medium | 47.9K | |
| 2026-04-17 | state_ag | us-wa | High | 1.4Kstate | |
| 2026-04-01 | state_ag | us-il | Medium | — | |
| 2026-02-06 | state_ag | us-nh | Medium | 2state | |
| 2026-02-06 | state_ag | us-me | Medium | 305 | ME AG >30d· discovery date: occurrence date |
| 2026-01-02 | state_ag | us-ma | Medium | 16state | |
| 2026-01-02 | state_ag | us-nh | Medium | 50state | |
| 2026-01-02 | state_ag | us-me | Medium | 598 | |
| 2025-12-30 | state_ag | us-in | Low | 457 | |
| 2025-12-29 | state_ag | us-tx | Medium | 702 | |
| 2025-12-22 | state_ag | us-ma | Medium | 1state | |
| 2025-12-22 | state_ag | us-ne | Medium | — | |
| 2025-12-22 | state_ag | us-nh | Medium | 2state | |
| 2025-12-22 | state_ag | us-in | Low | 702 | |
| 2025-12-15 | state_ag | us-nh | Medium | 1state | |
| 2025-11-20 | state_ag | us-in | Low | 631 | |
| 2025-11-20 | state_ag | us-ne | Medium | — | |
| 2025-10-23 | state_ag | us-nh | Medium | 1state | |
| 2025-09-11 | state_ag | us-me | Medium | 2 | |
| 2025-09-08 | state_ag | us-ma | Medium | 1state | |
| 2025-05-05 | state_ag | us-me | Medium | 1state | |
| 2025-04-16 | state_ag | us-ma | Medium | 25state | |
| 2025-04-16 | state_ag | us-me | Medium | 4.6K | ME AG >30dME resident >60d· discovery date: ag web form |
| 2025-04-11 | state_ag | us-in | Low | 1state | |
| 2025-04-08 | state_ag | us-nh | Medium | 13state | |
| 2025-04-08 | state_ag | us-in | Medium | 4.6K | |
| 2025-04-04 | state_ag | us-nh | Medium | 1state | |
| 2024-08-20 | state_ag | us-ma | Medium | 1state | |
| 2024-08-09 | state_ag | us-in | Low | 1state | |
| 2024-07-15 | state_ag | us-in | Low | 1state | |
| 2024-02-07 | state_ag | us-in | Low | 42 | |
| 2024-01-12 | state_ag | us-ma | Medium | 1state | |
| 2023-07-05 | state_ag | us-ma | Medium | 1state | |
| 2023-03-28 | state_ag | us-ma | Medium | 1state | |
| 2023-03-01 | state_ag | us-ma | Medium | 1state | |
| 2023-01-23 | state_ag | us-me | Medium | 2state | |
| 2022-11-10 | state_ag | us-nh | Medium | 1state | |
| 2022-09-13 | state_ag | us-ma | Medium | 85state | |
| 2022-09-13 | state_ag | us-nh | Medium | 21state | |
| 2022-06-14 | state_ag | us-ma | Medium | 112state | |
| 2022-06-14 | state_ag | us-me | Medium | 129 | ME AG >30d· discovery date: occurrence date |
| 2022-06-01 | state_ag | us-in | Low | 175 | |
| 2022-05-11 | state_ag | us-in | Low | 4 | |
| 2022-04-07 | state_ag | us-ma | Medium | 1state | |
| 2022-03-29 | state_ag | us-ma | Medium | 1state | |
| 2022-03-09 | state_ag | us-in | Low | 1state | |
| 2022-01-28 | state_ag | us-mt | Medium | 1state |