DisclosureLens
MisuseFinancial ServicesFinancePrivilege AbuseEmployee Data InvolvedCustomer Data InvolvedIdentity (basic)Financial accountMediumResolved

AMERIPRISE FINANCIAL, INC.

bd_6ad7e6917ef633b0 · schema v1 · pii pii-v1

Severity

Medium

Discovered

Jan 27, 2025

Filed

Apr 16, 2025

To disclose

11 weeks

Affected · nationwide

4,62381 in this filing

Linked

6 filings

Confidence

66%
Full breach record for AMERIPRISE FINANCIAL, INC.75 incidents on file

Ameriprise Financial disclosed that a former financial advisor, who left for a competitor between 2018-2020, improperly accessed and shared confidential client information. The incident involved misuse of insider privileges. Approximately 4,623 individuals were affected, including 81 Maine residents. Ameriprise notified affected individuals in April 2025 and offered 12 months of credit monitoring.

Maine clockDiscovered Jan 27, 2025Filed with AG Apr 16, 202579d ME AG >30d11 weeks discovery → filing
AG web formThe discovery date came from the AG web-form field, which is systematically later than the detection date stated in the letter. Treat the clock as indicative.

Incident timeline

undetected · 2583 days
discovery → filing · 11 weeks / 79 days

Jan 1, 2018

Begins

Jan 27, 2025

Discovered

Apr 16, 2025

Filed

vs. sector median

+3 wks slower

This filing is one of 6 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (5) · sorted by filing gap

Show 1 more filingup to 12d gap

Filing propagation · 6 filings · 4 states

View merged incident ↗

Pattern: first filing Apr 4 (NH), last Apr 16 (ME) — a 12-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.