MisuseFinancial ServicesFinancePrivilege AbuseData MishandlingData ExfiltratedCustomer Data InvolvedEmployee Data InvolvedDelayed DiscoveryPIIFINANCIALLowResolved
AMERIPRISE FINANCIAL, INC.
bd_6ad7e6917ef633b0 · schema v1 · pii pii-v1
Full breach record for AMERIPRISE FINANCIAL, INC. →A former Ameriprise Financial advisor, who transitioned to LPL Financial during 2018–2020, improperly shared confidential client personal and financial information beyond the limited scope permitted for transition purposes. Ameriprise discovered the unauthorized disclosure on January 27, 2025. 81 Maine residents (4,623 total) were affected. Affected individuals were offered 12 months of Equifax Complete Premier credit monitoring.
Maine clockDiscovered Jan 27, 2025 → Filed with AG Apr 16, 202579d ⏱ ME AG >30d11 weeks discovery → filing
⚠ unattributedNo provenance was recorded for this discovery date and it matches no other date on the record. It may be correct, but it is not independently grounded.
Source provenance
- Source URL
- https://www.maine.gov/agviewer/content/ag/985235c7-cb95-4be2-8792-a1252b4f8318/b4021f4a-66ca-4bad-9bc4-d9033fb5b53c.html
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
- Filed at
- Apr 16, 2025
- Raw hash
- c2508270bbf5dff5ab61b5e3373e75d0c57ef0a7c5228fff5aea7a4475af7a52
Reporting entity
- Name
- AMERIPRISE FINANCIAL, INC.norm: ameriprise financial
- Domain
- ameriprise.com
- Industry
- Financial Services
Victim entity
- Name
- AMERIPRISE FINANCIAL, INC.norm: ameriprise financial
- Domain
- ameriprise.com
- Industry
- Financial Services
- Industry
- Financial Servicesllm
Incident
- Discovered
- Jan 27, 2025
- Materiality determined
- —
- Notification sent
- Apr 8, 2025
- Affected individuals
- 81
- Data types
- PIIFINANCIAL
- Attack vector
- Insider
- MITRE ATT&CK
- T1078 Valid AccountsT1048 Exfiltration Over Alternative Protocol
- Threat actor
- Internal
- Regulator citations
- Maine Attorney General notified
- Initial access
- insider_action
Compliance
- Time to disclose
- 11 weeks(79 days from discovery to filing)
- Compliance flags
- ME AG >30d · 79dME resident >60d · 71d
- Discovery-date grounding
- unattributedNo provenance was recorded for this discovery date and it matches no other date on the record. It may be correct, but it is not independently grounded.
- Clock breakdown
Statute Window Elapsed Threshold Status Maine Discovered: Jan 27, 2025→ Filed with AG: Apr 16, 202579d 30 days (soft) ME AG >30d Maine Discovered: Jan 27, 2025→ Notified: Apr 8, 202571d 60 days (analyst band; statutory cap is 30 days) ME resident >60d
Extraction provenance
- Status
- No extraction artifact recorded for this disclosure.