AccidentalFinancial ServicesFinanceMisdeliveryCustomer Data InvolvedIdentity (basic)Government IDFinancial accountMediumContained

AMERIPRISE FINANCIAL, INC.

bd_9a4048dade846bdd · schema v1 · pii pii-v1

Severity

Medium

Discovered

Oct 19, 2025

Filed

Oct 23, 2025

To disclose

4 days

Affected

1state residents only

Linked

13 filings

Confidence

66%

Full breach record for AMERIPRISE FINANCIAL, INC. →75 incidents on file

Ameriprise Financial Services, LLC notified the NH Attorney General that an advisor accidentally sent a document containing a New Hampshire client's personal information (name, SSN, driver's license, account number, DOB) to their personal email account on October 19, 2025. The file was deleted from the personal account. Ameriprise is offering one year of credit monitoring via Equifax.

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Incident timeline

discovery → filing · 4 days

Oct 19, 2025

Begins

Oct 19, 2025

Discovered

Oct 23, 2025

Filed

vs. sector median

8 wks faster

This filing is one of 13 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (10) · sorted by filing gap

Massachusetts State AGbd_48779031e147f5552025-12-22 · +60dVerified
Nebraska State AGbd_8f686b55a87b71942025-12-22 · +60dVerified
New Hampshire State AGbd_9d5f81c7608a52cf2025-12-22 · +60dCandidate
Texas State AGbd_73af7e12dbf205172025-12-29 · +67dVerified

Show 6 more filings ↓up to 106d gap

Indiana State AGbd_788cd9b74d21bcbc2025-12-30 · +68dVerified
Massachusetts State AGbd_b9538e13525c7ecc2026-01-02 · +71dVerified
New Hampshire State AGbd_c1bae40a6bb952172026-01-02 · +71dVerified
Maine State AGbd_c988ca4a793eeccb2026-01-02 · +71dVerified
New Hampshire State AGbd_503fcf3310b383e62026-02-06 · +106dCandidate
Maine State AGbd_795bde141ec610202026-02-06 · +106dVerified

Showing first 10 of 12 linked disclosures.

Name: AMERIPRISE FINANCIAL, INC.
norm: ameriprise financial
Domain: ameriprise.com

Name: AMERIPRISE FINANCIAL, INC.
norm: ameriprise financial
Domain: ameriprise.com
Industry: Financial Servicesllm

Discovered: Oct 19, 2025
Breach occurred: Oct 19, 2025
Undetected for: 0 daysoccurrence → discovery
Materiality determined: —
Notification sent: Oct 23, 2025
Affected individuals: 1state-resident count only
Data types: Identity (basic)Government IDFinancial account
Data elements: Social Security numberDate of birth
Attack vector: Insider
Threat actor: Internal
Regulator citations: Notified Office of the Attorney General Consumer Protection and Antitrust Bureau

During the incident: Instructing our service associates to use extra caution when verifying callers and confirming the signature on written requests related to your accounts
Providing an opportunity to enroll in an independently operated credit monitoring program for one year at no expense to you
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 4 days(4 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 11 filings · 6 states

View merged incident ↗

New Hampshire State AGOct 23 · first · this page

Massachusetts State AG+60d

Nebraska State AG+60d

New Hampshire State AG+60d

Texas State AG+67d

Indiana State AG+68d

Massachusetts State AG+71d

New Hampshire State AG+71d

Maine State AG+71d

New Hampshire State AG+106d

Maine State AG+106d

Pattern: first filing Oct 23 (NH), last Feb 6 (ME) — a 106-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Cascade drawn from the first 10 linked disclosures of 12 — the full spread may be wider.

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://mm.nh.gov/files/uploads/doj/remote-docs/ameriprise-financial-20251023.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Oct 23, 2025
Raw hash: f0d432bf730fbc28f687348f2c8bc08361285903a9b3e5479be7283049a18691

Linked disclosures

Regulatory filings (10) · sorted by filing gap

Reporting entityAMERIPRISE FINANCIAL, INC.

Victim entityAMERIPRISE FINANCIAL, INC.

Incidentdiscovered Oct 19, 2025

Stated responseInstructing our service associates to use extra caution when verifying callers and confirming the signature on written requests related to your accounts

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancemm.nh.gov