DisclosureLens
Compliance scorecard · 1825d

RIVERSOURCE LIFE INSURANCE COMPANY

2 disclosures across 2 jurisdictions · 2023-03-03 2023-09-19. Severity score: 3 across 2 incidents (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 3).

Scope. This scorecard covers filings naming this entity record. Related records are scored separately: AMERIPRISE FINANCIAL, INC. (parent record).

Disclosures
2

1825-day window · this entity as victim

Late clocks
0

none in window

% on-time
100.0%

of 1 clock verdicts

Severity score
3

max per incident · per-filing sum: 3

Sector context · Finance

This entity:
100.0% on-time (n=1 clock verdicts)
Sector cohort:
25.6% on-time (n=2,334 clock verdicts)

Cohort: 6,582 filings from 2,122 organisations carrying NAICS 52 on the filing itself, same 1825-day window; merged entities counted once. Both percentages count clock verdicts through the same registry — a filing with no evaluable clock is excluded from both rather than counted as on time.

Compliance timing by regulator

Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for this entity's source filings.

1825-day window

us-in no notification-clock framework implemented for this jurisdiction

Discovery dates behind these clocks: 1 ag web form. Only a date the notification letter itself states is fully defensible; a date derived from another field makes the verdict indicative.

Regulators holding filings from this entity

Every regulator that has received a visible filing naming this entity, all time — filings first.

all time
  • Indiana State AG (1)
  • Maine State AG (1)

Breach History (5-Year Lookback)

Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record

Prior incidents
2

within lookback window

Late filings
0

late notice filings

Recurrence interval
200d

median days between incidents

Per-jurisdiction compliance record

JurisdictionOn-timeLateRate
us-me10100%

Cumulative data type exposure

identity_basicidentity_governmentpii

Disclosure timeline

Most-recent 100 filings. Click a row to open the disclosure detail.

FiledSourceJurisdictionSeverityAffectedClocks missed
2023-09-19state_agus-inLow125
2023-03-03state_agus-meMedium1state