AccidentalFinancial ServicesFinanceData MishandlingCustomer Data InvolvedIdentity (basic)Government IDFinancial accountMediumContained

AMERIPRISE FINANCIAL, INC.

bd_a8772005af97c26f · schema v1 · pii pii-v1

Severity

Medium

Discovered

—

Filed

Sep 13, 2022

To disclose

—

Affected

21state residents only

Linked

2 filings

Confidence

66%

Full breach record for AMERIPRISE FINANCIAL, INC. →75 incidents on file

Ameriprise Financial Services, Inc. notified the NH Attorney General that a third party accessed an advisor's computer for technical support without a proper agreement on August 17, 2022. This incident compromised the name, address, date of birth, account numbers, and Social Security numbers of 21 New Hampshire residents. Ameriprise is offering two years of credit monitoring.

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Incident timeline

Aug 17, 2022

Begins

Sep 13, 2022

Filed

This filing is one of 2 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (1) · sorted by filing gap

Massachusetts State AGbd_0cef69afd90aa8ff2022-09-13Verified

Name: AMERIPRISE FINANCIAL, INC.
norm: ameriprise financial
Domain: ameriprise.com

Name: AMERIPRISE FINANCIAL, INC.
norm: ameriprise financial
Domain: ameriprise.com
Industry: Financial Servicesllm

Discovered: —
Breach occurred: Aug 17, 2022
Materiality determined: —
Notification sent: Sep 13, 2022
Affected individuals: 21state-resident count only
Data types: Identity (basic)Government IDFinancial account
Data elements: Social Security numberDate of birth
Attack vector: Third-Party / Supply Chain
Threat actor: Partner
Regulator citations: Notified Office of the Attorney General, Consumer Protection and Antitrust Bureau
Initial access: trusted_relationship

During the incident: Sending notification letter to affected residents
Providing opportunity to enroll for two years of credit monitoring from Equifax at Ameriprise Financial’s expense
Source: Quoted from the filing itself, not independently verified.

Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 2 filings · 2 states

View merged incident ↗

Massachusetts State AGSep 13 · first

New Hampshire State AGSep 13 · first · this page

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://mm.nh.gov/files/uploads/doj/remote-docs/ameriprise-financial-services-20220913.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Sep 13, 2022
Raw hash: d7175d0d415eb4f2bcafd798338a73cedb58a2b39b58049f3e23d785080d4bda

Linked disclosures

Regulatory filings (1) · sorted by filing gap

Reporting entityAMERIPRISE FINANCIAL, INC.

Victim entityAMERIPRISE FINANCIAL, INC.

IncidentThird-Party / Supply Chain

Stated responseSending notification letter to affected residents

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancemm.nh.gov