DisclosureLens
AccidentalFinancial ServicesFinanceMisdeliveryCustomer Data InvolvedGovernment IDFinancial accountIdentity (basic)MediumResolved

AMERIPRISE FINANCIAL, INC.

bd_9078135e74fb37c8 · schema v1 · pii pii-v1

Severity

Medium

Discovered

Mar 26, 2025

Filed

Apr 4, 2025

To disclose

9 days

Affected

1state residents only

Linked

6 filings

Confidence

64%
Full breach record for AMERIPRISE FINANCIAL, INC. →75 incidents on file

Ameriprise Financial Services, Inc. reported that on March 26, 2025, a staff member accidentally sent a document containing a New Hampshire client's tax information to their personal email account. The incident involved one individual. The company notified the affected client and the NH Attorney General on April 4, 2025, and offered one year of credit monitoring.

Incident timeline

discovery → filing · 9 days

Mar 26, 2025

Begins

Mar 26, 2025

Discovered

Apr 4, 2025

Filed

vs. sector median

7 wks faster

This filing is one of 6 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (5) · sorted by filing gap

Show 1 more filing ↓up to 12d gap

Filing propagation · 6 filings · 4 states

View merged incident ↗
New Hampshire State AGApr 4 · first · this page
New Hampshire State AG+4d
Indiana State AG+4d
Indiana State AG+7d
Massachusetts State AG+12d
Maine State AG+12d

Pattern: first filing Apr 4 (NH), last Apr 16 (ME) — a 12-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.