Social EngineeringFinancial ServicesFinancePhishingCustomer Data InvolvedIdentity (basic)Government IDFinancial accountMediumContained

AMERIPRISE FINANCIAL, INC.

bd_795bde141ec61020 · schema v1 · pii pii-v1

Severity

Medium

Discovered

Jan 5, 2026

Filed

Feb 6, 2026

To disclose

5 weeks

Affected · nationwide

3052 in this filing

Linked

13 filings

Confidence

66%

Full breach record for AMERIPRISE FINANCIAL, INC. →75 incidents on file

Ameriprise Financial Services LLC reported a phishing incident affecting 305 individuals, including 2 Maine residents. The breach occurred on January 5, 2026, when an advisor's account was compromised via a phishing email. Potentially exposed data included names, addresses, SSNs, driver's license numbers, and financial account details. Notices were sent on February 6, 2026, offering 12 months of credit monitoring.

J jump to incidentP pin to compareR raw source

Maine clockDiscovered Jan 5, 2026 → Filed with AG Feb 6, 202632d ⏱ ME AG >30d5 weeks discovery → filing

⚠ occurrence dateThe stored discovery date equals the breach OCCURRENCE date. Detection is normally later, so this OVERSTATES the delay — a 'late' verdict here may not be real.

Incident timeline

discovery → filing · 5 weeks / 32 days

Jan 5, 2026

Begins

Jan 5, 2026

Discovered

Feb 6, 2026

Filed

vs. sector median

4 wks faster

This filing is one of 13 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (10) · sorted by filing gap

New Hampshire State AGbd_503fcf3310b383e62026-02-06Candidate
Massachusetts State AGbd_b9538e13525c7ecc2026-01-02 · +35dVerified
New Hampshire State AGbd_c1bae40a6bb952172026-01-02 · +35dVerified
Maine State AGbd_c988ca4a793eeccb2026-01-02 · +35dVerified

Show 6 more filings ↓up to 46d gap

Indiana State AGbd_788cd9b74d21bcbc2025-12-30 · +38dVerified
Texas State AGbd_73af7e12dbf205172025-12-29 · +39dVerified
Massachusetts State AGbd_48779031e147f5552025-12-22 · +46dVerified
Nebraska State AGbd_8f686b55a87b71942025-12-22 · +46dVerified
New Hampshire State AGbd_9d5f81c7608a52cf2025-12-22 · +46dCandidate
Indiana State AGbd_f9a64449ff3dd9442025-12-22 · +46dVerified

Showing first 10 of 12 linked disclosures.

Name: AMERIPRISE FINANCIAL, INC.
norm: ameriprise financial
Domain: ameriprise.com

Name: AMERIPRISE FINANCIAL, INC.
norm: ameriprise financial
Domain: ameriprise.com
Industry: Financial Servicesllm

Discovered: Jan 5, 2026
Breach occurred: Jan 5, 2026
Undetected for: 0 daysoccurrence → discovery
Materiality determined: —
Notification sent: Feb 6, 2026
Affected individuals: 305state + nationwide
Data types: Identity (basic)Government IDFinancial account
Data elements: Social Security numberDate of birth
Attack vector: Phishing
MITRE ATT&CK: T1566.002 Spearphishing Link
Threat actor: ExternalFinancial
Initial access: phishing_link

During the incident: Offering 12 months Credit and web monitoring
Implemented enhanced verification procedures for callers and confirmation of signatures on written account requests
Changes made: Implemented enhanced verification procedures for callers and confirmation of signatures on written account requests
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 5 weeks(32 days from discovery to filing)
Compliance flags: ME AG >30d · 32d
Discovery-date grounding: occurrence dateThe stored discovery date equals the breach OCCURRENCE date. Detection is normally later, so this OVERSTATES the delay — a 'late' verdict here may not be real.
Clock breakdown: Statute Window Elapsed Threshold Status
Maine
Discovered: Jan 5, 2026
→ Filed with AG: Feb 6, 2026
32d 30 days (soft) ME AG >30d

Statute	Window	Elapsed	Threshold	Status
Maine	Discovered: Jan 5, 2026 → Filed with AG: Feb 6, 2026	32d	30 days (soft)	ME AG >30d

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 11 filings · 6 states

View merged incident ↗

Massachusetts State AGDec 22 · first

Nebraska State AGDec 22 · first

New Hampshire State AGDec 22 · first

Indiana State AGDec 22 · first

Texas State AG+7d

Indiana State AG+8d

Massachusetts State AG+11d

New Hampshire State AG+11d

Maine State AG+11d

New Hampshire State AG+46d

Maine State AG+46d · this page

Pattern: first filing Dec 22 (MA), last Feb 6 (ME) — a 46-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Cascade drawn from the first 10 linked disclosures of 12 — the full spread may be wider.

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://www.maine.gov/agviewer/content/ag/985235c7-cb95-4be2-8792-a1252b4f8318/97c66997-dd0f-406b-a03d-1576b556336c.html
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Feb 6, 2026
Raw hash: 1e92764367858d3b6b7c9a6aab71f15f53cd0a08d2528a732595a6a09cc60231

Linked disclosures

Regulatory filings (10) · sorted by filing gap

Reporting entityAMERIPRISE FINANCIAL, INC.

Victim entityAMERIPRISE FINANCIAL, INC.

Incidentdiscovered Jan 5, 2026

Stated responseOffering 12 months Credit and web monitoring

ComplianceME AG >30d

Extraction provenanceno artifact recorded

Source provenancewww.maine.gov