MisuseData MishandlingCustomer Data InvolvedDelayed DiscoveryPIIFINANCIAL_ACCOUNTIDENTITY_GOVERNMENTMediumContained
AMERIPRISE FINANCIAL, INC.
bd_2eb28f3e1fb851db · schema v1 · pii pii-v1
Full breach record for AMERIPRISE FINANCIAL, INC. →Ameriprise Financial, Inc. notified New Hampshire of a security breach affecting 13 state residents. Between 2018-2020, a former financial advisor moving to LPL Financial improperly shared confidential client information beyond the permitted scope. Ameriprise discovered the incident on March 5, 2025, via a federal court order. Affected data included personal and financial information. Ameriprise is providing 12 months of credit monitoring through Equifax.
This filing is one of 4 about the same incident.View merged incident
Linked disclosures
Why this link?Regulatory filings (3) · sorted by filing gap
- bd_ba368468f60c9b46Indiana State AGfiled 2025-04-08Candidate
- bd_f5822b17dea48fa1Indiana State AGfiled 2025-04-11(3d gap)Verified
- bd_9078135e74fb37c8New Hampshire State AGfiled 2025-04-04(4d gap)Verified
Source provenance
- Source URL
- https://mm.nh.gov/files/uploads/doj/remote-docs/ameriprise-financial-20250408.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
- Filed at
- Apr 8, 2025
- Raw hash
- ea9d6632223555347776b5b2da34d9fc4d46083f1940fbc060d62eeac8c67981
Reporting entity
- Name
- AMERIPRISE FINANCIAL, INC.norm: ameriprise financial
- Domain
- ameriprise.com
Victim entity
- Name
- AMERIPRISE FINANCIAL, INC.norm: ameriprise financial
- Domain
- ameriprise.com
Incident
- Discovered
- Mar 5, 2025
- Materiality determined
- —
- Notification sent
- Apr 8, 2025
- Affected individuals
- 13
- Data types
- PIIFINANCIAL_ACCOUNTIDENTITY_GOVERNMENT
- Attack vector
- Third-Party / Supply Chain
- MITRE ATT&CK
- T1078 Valid AccountsT1114 Email Collection
- Threat actor
- Internal
- Third party
- via LPL Financial
- Initial access
- insider_action
Compliance
- Time to disclose
- 5 weeks(34 days from discovery to filing)
- Compliance flags
- — (clock not assessable for this source)
Extraction provenance
- Status
- No extraction artifact recorded for this disclosure.