Scottrade Financial Services, Inc.
ent_5e9a55204ddb9cc2b6906a0f
Disclosures
3
State AG · 3 jurisdictions
Multi-filing incidents
1
incidents joining 2+ filings here
Max affected reported
812
nationwide · State AG WA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- Scottrade Financial Services, Inc.
- Normalized
- scottrade financial— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- No match
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
Disclosure history (3)newest first
- South Carolina State AGas victim2015-10-14
Scottrade, Inc. notified clients in October 2015 that federal law enforcement investigation revealed unauthorized access to a database between late 2013 and early 2014. The incident involved the theft of client names, street addresses, Social Security numbers, and email addresses. Trading platforms and client funds were not compromised. Scottrade engaged forensic investigators, secured the intrusion point, and provided one year of identity protection services.
- Washington State AGas victim2015-09-30
Scottrade Financial Services, Inc. notified the Washington AG of a data security incident where a vendor, Wall Street Concepts, inadvertently mailed corrected 1099 forms to outdated addresses. The forms contained names, addresses, account numbers, and last four digits of SSNs. Approximately 812 clients were affected, including 18 Washington residents. Scottrade offered one year of free credit monitoring.
- New Hampshire State AGas victim2015-09-25
Scottrade Financial Services, Inc. notified the NH DOJ of a data security incident where a vendor, Wall Street Concepts, inadvertently mailed corrected 1099 forms to outdated client addresses. The incident affected approximately 812 clients (including 4 NH residents). Data exposed included names, addresses, account numbers, and last 4 digits of SSNs. Scottrade is offering one year of free credit monitoring via Equifax.