DisclosureLens
AccidentalFinancial ServicesFinanceMisdeliveryCustomer Data InvolvedIdentity (basic)Government IDFinancial accountMediumResolved

Scottrade Financial Services, Inc.

bd_8452bf34661dd7b2 · schema v1 · pii pii-v1

Severity

Medium

Discovered

Jul 1, 2015

Filed

Sep 25, 2015

To disclose

12 weeks

Affected

812

Linked

3 filings

Confidence

67%
Full breach record for Scottrade Financial Services, Inc. →2 incidents on file

Scottrade Financial Services, Inc. notified the NH DOJ of a data security incident where a vendor, Wall Street Concepts, inadvertently mailed corrected 1099 forms to outdated client addresses. The incident affected approximately 812 clients (including 4 NH residents). Data exposed included names, addresses, account numbers, and last 4 digits of SSNs. Scottrade is offering one year of free credit monitoring via Equifax.

Incident timeline

discovery → filing · 12 weeks / 86 days

Jul 1, 2015

Discovered

Sep 25, 2015

Filed

vs. sector median

+4 wks slower

This filing is one of 3 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (2) · sorted by filing gap

Filing propagation · 3 filings · 3 states

View merged incident ↗
New Hampshire State AGSep 25 · first · this page
Washington State AG+5d
Massachusetts State AG+7d

Pattern: first filing Sep 25 (NH), last Oct 2 (MA) — a 7-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.