DisclosureLens
AccidentalFinancial ServicesFinanceMisdeliveryCustomer Data InvolvedIdentity (basic)Government IDMediumResolved

Scottrade Financial Services, Inc.

bd_ec3a31595e6b5807 · schema v1 · pii pii-v1

Severity

Medium

Discovered

Filed

Sep 30, 2015

To disclose

Affected

812

Linked

3 filings

Confidence

68%
Full breach record for Scottrade Financial Services, Inc.2 incidents on file

Scottrade Financial Services, Inc. notified the Washington AG of a data security incident where a vendor, Wall Street Concepts, inadvertently mailed corrected 1099 forms to outdated addresses. The forms contained names, addresses, account numbers, and last four digits of SSNs. Approximately 812 clients were affected, including 18 Washington residents. Scottrade offered one year of free credit monitoring.

Incident timeline — partial

? — ?

Breach window unknown

Sep 30, 2015

Filed

Corroborated · see linked filings

Compliance clocks stay unassessable until a regulatory filing lands. Dashed segments fill in automatically when corroboration arrives.

This filing is one of 3 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (2) · sorted by filing gap

Filing propagation · 3 filings · 3 states

View merged incident ↗
New Hampshire State AGSep 25 · first
Washington State AG+5d · this page

Pattern: first filing Sep 25 (NH), last Oct 2 (MA) — a 7-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.