Scottrade Financial Services, Inc.
bd_ec3a31595e6b5807 · schema v1 · pii pii-v1
Full breach record for Scottrade Financial Services, Inc. →2 incidents on fileScottrade Financial Services, Inc. notified the Washington AG of a data security incident where a vendor, Wall Street Concepts, inadvertently mailed corrected 1099 forms to outdated addresses. The forms contained names, addresses, account numbers, and last four digits of SSNs. Approximately 812 clients were affected, including 18 Washington residents. Scottrade offered one year of free credit monitoring.
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Incident timeline — partial
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Breach window unknown
Sep 30, 2015
Filed
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Corroborated · see linked filings
Compliance clocks stay unassessable until a regulatory filing lands. Dashed segments fill in automatically when corroboration arrives.
Linked disclosures
Why this link?Regulatory filings (2) · sorted by filing gap
- Massachusetts State AGbd_7a88db0d173afd492015-10-02 · +2dVerified
- New Hampshire State AGbd_8452bf34661dd7b22015-09-25 · +5dCandidate
Filing propagation · 3 filings · 3 states
View merged incident ↗Pattern: first filing Sep 25 (NH), last Oct 2 (MA) — a 7-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?
Evidence ladder
Attacker assertion only. Establishes: claim date, group, alleged victim.
Unlocks: incident narrative, operational impact. Still no compliance clock.
Unlocks: discovery date, data types, affected count, compliance clock.
Unlocks: materiality, stated response, full audit trail. Ceiling removed.