FRANKLIN RESOURCES, INC.
ent_019e47244cfb50f963f9a1e289e724d9
Disclosures
0
— · 0 jurisdictions
Multi-filing incidents
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no multi-filing incident in sample
Max affected reported
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no filed count in sample
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- FRANKLIN RESOURCES, INC.
- Normalized
- franklin resources— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- RIFQSET379FOGTEFKS80
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
Disclosure history (0)newest first
No disclosures linked to this entity yet.
Subsidiary disclosures (newest 10)filed by group companies
◈ These filings were made by or about subsidiaries of FRANKLIN RESOURCES, INC. — not by FRANKLIN RESOURCES, INC. itself. Corporate relationships are mapped from GLEIF relationship records and SEC Exhibit 21 filings.
- Massachusetts State AGvia Franklin Templeton Investments Corp.2023-05-31
Franklin Templeton Investments Corporation reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2023-05-31. 27 Massachusetts residents were affected. The report records the breach type as electronic.
- Montana State AGvia Franklin Templeton Investments Corp.2023-05-23
Franklin Templeton Canada notified Montana residents of a third-party breach involving vendor InvestorCOM. A vulnerability in InvestorCOM's GoAnywhere file transfer service was exploited on Jan 30, 2023. Incident involved names, addresses, and account numbers. No SINs or DOBs were involved. Franklin Templeton activated incident response, notified regulators, and enhanced account access controls.
- Maine State AGvia Franklin Templeton Investments Corp.2023-05-23
Franklin Templeton Canada reported a data breach occurring on January 30, 2023, discovered on April 4, 2023. The incident involved a third-party service provider, affecting 89,470 individuals, including 3 Maine residents. Compromised data included names, personal identifiers, and financial account or credit/debit card numbers. Written notification was sent on May 23, 2023.
- New Hampshire State AGvia Franklin Templeton2023-05-23
Franklin Templeton Investments Corp. reported a third-party breach involving vendor InvestorCOM. A vulnerability in InvestorCOM's GoAnywhere file transfer service was exploited on Jan 30, 2023. The incident affected personal information of 5 New Hampshire residents. Franklin Templeton activated incident response, reviewed impacted files, and notified regulators. No SSNs or dates of birth were involved.
- Massachusetts State AGvia LEGG MASON, INC.2019-11-18
Legg Mason reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2019-11-18. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGvia Franklin Templeton Investor Services, LLC2018-09-17
Franklin Templeton Investor Services LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2018-09-17. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- New Hampshire State AGvia Franklin Templeton Investments Corp.2016-03-09
Franklin Templeton Investor Services, LLC notified the NH Attorney General of a security incident involving one New Hampshire resident. In April 2015, an employee erroneously assigned a third-party administrator to the resident's 403(b) account and provided that administrator with PII including name, SSN, DOB, and account numbers. The error was discovered in January 2016 during an internal review. The resident was notified in February 2016, and new account numbers were assigned.
- Massachusetts State AGvia Franklin Templeton Investments Corp.2014-12-06
Franklin Templeton Investments reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2014-12-06. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGvia Franklin Templeton Investor Services, LLC2013-07-01
Franklin Templeton Investor Services, LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2013-07-01. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGvia Franklin Templeton Investor Services, LLC2010-06-15
Franklin Templeton Investor Services, LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2010-06-15. 1 Massachusetts residents were affected. The report records the breach type as electronic.