Franklin Templeton Investor Services, LLC
ent_0b25dec0be79a0929d33846a
Disclosures
6
State AG · 2 jurisdictions
Multi-filing incidents
1
incidents joining 2+ filings here
Max affected reported
2
as filed · State AG MA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- Franklin Templeton Investor Services, LLC
- Normalized
- franklin templeton investor— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- No match
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
- Corporate parent
- FRANKLIN RESOURCES, INC.— per SEC Exhibit 21 filing
Disclosure history (6)newest first
- Massachusetts State AGas victim2018-09-17
Franklin Templeton Investor Services LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2018-09-17. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- New Hampshire State AGas victim2016-03-09
Franklin Templeton Investor Services, LLC notified the NH Attorney General of a security incident involving one New Hampshire resident. In April 2015, an employee erroneously assigned a third-party administrator to the resident's 403(b) account and provided that administrator with PII including name, SSN, DOB, and account numbers. The error was discovered in January 2016 during an internal review. The resident was notified in February 2016, and new account numbers were assigned.
- Massachusetts State AGas victim2013-07-01
Franklin Templeton Investor Services, LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2013-07-01. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGas victim2010-06-15
Franklin Templeton Investor Services, LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2010-06-15. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGas victim2009-11-10
Franklin Templeton Investor Services, LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2009-11-10. 2 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGas victim2008-07-30
Franklin Templeton Investor Services, LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2008-07-30. 1 Massachusetts residents were affected. The report records the breach type as paper.