LEGG MASON, INC.
ent_01a00d299c8542de2c1c808350c856b9
Disclosures
2
State AG · 2 jurisdictions
Multi-filing incidents
1
incidents joining 2+ filings here
Max affected reported
1
as filed · State AG MT
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- LEGG MASON, INC.
- Normalized
- legg mason— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- OWUNCC6U1ZJXMZKFBJ36
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
- Corporate parent
- FRANKLIN RESOURCES, INC.— per SEC Exhibit 21 filing
Disclosure history (2)newest first
- Montana State AGas victim2019-11-18
Legg Mason & Co., LLC notified Montana residents of an inadvertent disclosure of personal information (names, addresses, SSNs, account numbers) by third-party transfer agent BNY Mellon on September 18, 2019. The data was provided to another financial institution serviced by BNY Mellon. No identity theft was reported. Credit monitoring services were offered.
- Massachusetts State AGas victim2019-11-18
Legg Mason reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2019-11-18. 1 Massachusetts residents were affected. The report records the breach type as electronic.