DisclosureLens
All entities
norm: cetera financialUSLEI IE8KXK6BLZIEBNOD9U51 · no CIKMax severity: High
Canonical registry

CETERA FINANCIAL GROUP, INC.

ent_019dd1b460422827e90ec0388abdbbe2

Disclosures

11

State AG · 8 jurisdictions

Incidents

3

filings grouped by incident

Max affected reported

2,760

as filed · State AG WA

Leak-site claims

0

none in sample

Identity resolution

Canonical name
CETERA FINANCIAL GROUP, INC.
Normalized
cetera financial— dedupe via name-norm; Microsoft / MSFT collapse to one row
GLEIF LEI
IE8KXK6BLZIEBNOD9U51
SEC EDGAR CIK
None — not an SEC registrant
Domain
cetera.com

Disclosure history (11)newest first

Subsidiary disclosures (1)filed by group companies

◈ These filings were made by or about subsidiaries of CETERA FINANCIAL GROUP, INC. — not by CETERA FINANCIAL GROUP, INC. itself. Corporate relationships are mapped from GLEIF relationship records and SEC Exhibit 21 filings.

Tracked subsidiariesCETERA ADVISORS LLC