CETERA ADVISORS LLC
ent_019e628af05edcc4d9a7c4c863d9e7e0
Disclosures
5
State AG · 3 jurisdictions
Multi-filing incidents
2
incidents joining 2+ filings here
Max affected reported
314
as filed · State AG MA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- CETERA ADVISORS LLC
- Normalized
- cetera advisors— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- 254900PROFHEKU7BJQ91
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
- Corporate parent
- CETERA FINANCIAL GROUP, INC.— per GLEIF relationship records
Disclosure history (5)newest first
- New Hampshire State AGas victim2018-04-26
Cetera Advisors LLC notified the NH Attorney General of a security incident where an unauthorized individual accessed an employee's email account containing personal information of 48 NH residents. The accessed data included names, addresses, DOBs, SSNs, driver's license numbers, and account numbers. Notifications were mailed on April 25, 2018, offering one year of Experian credit monitoring.
- Massachusetts State AGas victim2018-04-26
Cetera Advisors LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2018-04-26. 314 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGas victim2018-01-08
Cetera Advisors LLC reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2018-01-08. 95 Massachusetts residents were affected. The report records the breach type as electronic.
- Montana State AGas victim2018-01-08
Cetera Advisors LLC notified Montana residents that an unauthorized individual gained access to an employee's email account on or about November 8, 2017. Personal information including names, addresses, and SSNs was sent outside the organization. Cetera engaged forensic investigators and offered one year of Experian IdentityWorks protection.
- New Hampshire State AGas victim2018-01-08
Cetera Advisors LLC notified the New Hampshire Attorney General that an unauthorized individual accessed an employee's email account on November 8, 2017. The incident affected 14 New Hampshire residents, exposing names, addresses, and Social Security numbers. Cetera reset passwords, engaged forensic investigators, and provided one year of Experian identity protection services.