DisclosureLens
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CETERA FINANCIAL GROUP, INC.

bd_bccf89e1f2ea7a12 · schema v1 · pii pii-v2

Severity

Medium

Discovered

Filed

Jun 9, 2022

To disclose

Affected · nationwide

2,1884 in this filing

Linked

5 filings

Confidence

95%
Full breach record for CETERA FINANCIAL GROUP, INC.7 incidents on file

Cetera Financial Group reported a data breach to the Indiana Attorney General. The breach occurred on 2021-11-29 and was reported on 2022-06-09. 4 Indiana residents were affected. 2,188 individuals affected in total.

Incident timeline

Nov 29, 2021

Begins

Jun 9, 2022

Filed

This filing is one of 5 about the same incident.View merged incident
Part of R. R. DONNELLEY & SONS COMPANY supply-chain incident (2022) — a supply-chain cascade affecting multiple organizations.View cascade →

Linked disclosures

Why this link?

Regulatory filings (4) · sorted by filing gap

Filing propagation · 5 filings · 5 states

View merged incident ↗
Maine State AGJun 9 · first
Montana State AGJun 9 · first
Indiana State AGJun 9 · first · this page

Pattern: first filing Jun 9 (ME), last Jun 15 (NH) — a 6-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.