Kestra Financial Services
ent_5fea0500f56731ff889e9f02
Disclosures
8
State AG · 5 jurisdictions
Multi-filing incidents
3
incidents joining 2+ filings here
Max affected reported
1,051
nationwide · State AG IN
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- Kestra Financial Services
- Normalized
- kestra financial— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- No match
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- kestrafinancial.com
Disclosure history (8)newest first
- Maryland State AGas victim2025-11-13
Kestra Financial notified 2 Maryland residents of a phishing incident involving unauthorized access to email accounts in Oct-Nov 2024. The company secured accounts, conducted an investigation, and provided credit monitoring via Experian.
- New Hampshire State AGas victim2024-10-31
Kestra Financial, Inc. notified the NH Attorney General of a data breach discovered on October 21, 2024. Employees fell victim to a phishing email that redirected them to a fraudulent Microsoft login page, leading to credential theft and unauthorized access to email accounts. Three files were exfiltrated, one containing PII of one New Hampshire resident. The company revoked sessions, reset passwords, and offered identity monitoring via Kroll.
- Maine State AGas victim2024-10-31
Kestra Financial Services, a financial services firm based in Austin, TX, reported a data breach to the Maine AG occurring on October 21, 2024, and discovered the same day. The breach type was described as 'Other' with no further technical specifics disclosed. A total of 196 individuals were affected, including 1 Maine resident. Written notification was sent on November 8, 2024, and 12 months of identity theft protection services were offered.
- Indiana State AGas victim2024-10-03
Kestra Financial Inc reported a data breach to the Indiana Attorney General. The breach occurred on 2024-09-05 and was reported on 2024-10-03. 1 Indiana residents were affected. 37 individuals affected in total.
- Indiana State AGas victim2024-09-20
Kestra Financial Inc reported a data breach to the Indiana Attorney General. The breach occurred on 2024-08-21 and was reported on 2024-09-20. 12 Indiana residents were affected. 20 individuals affected in total.
- Idaho State AGas victim2024-02-02
Kestra Financial, Inc. notified the Idaho AG of a ransomware incident affecting an independent contractor office. The breach occurred around Jan 10, 2024, was discovered Jan 16, 2024, and resolved Jan 17, 2024. One Idaho client's PII and financial data were potentially compromised. Kroll was engaged for notifications and 12 months of identity monitoring.
- Indiana State AGas victim2024-01-29
Kestra Financial reported a data breach to the Indiana Attorney General. The breach occurred on 2024-01-10 and was reported on 2024-01-29. 37 Indiana residents were affected.
- Indiana State AGas victim2023-09-01
Kestra Financial, LLC reported a data breach to the Indiana Attorney General. The breach occurred on 2023-08-09 and was reported on 2023-09-01. 7 Indiana residents were affected. 1,051 individuals affected in total.