Kestra Financial Services
ent_5fea0500f56731ff889e9f02
Disclosures
7
State AG · 4 jurisdictions
Incidents
2
filings grouped by incident
Max affected reported
37
nationwide · State AG IN
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- Kestra Financial Services
- Normalized
- kestra financial— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- No match
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- kestrafinancial.com
Disclosure history (7)newest first
- 🦀Maryland State AGas victim2025-11-13
Kestra Financial notified 2 Maryland residents of a phishing incident involving unauthorized access to email accounts in Oct-Nov 2024. The company secured accounts, conducted an investigation, and provided credit monitoring via Experian.
- ⛰️New Hampshire State AGas reporting2025-09-22
Davis Advisory Group, a branch of Kestra Investment Services, LLC, reported that on July 24, 2025, a malicious actor gained unauthorized access to a computer system using a financial professional's credentials. The actor accessed a vendor website. The incident affected 2 New Hampshire residents, potentially exposing names and financial account information. Notices were mailed on September 17, 2025, offering 12 months of credit monitoring.
- ⛰️New Hampshire State AGas victim2024-10-31
Kestra Financial, Inc. reported a phishing incident on Oct 31, 2024, affecting 1 New Hampshire resident. Employees received a malicious email redirecting to a fraudulent Microsoft login, compromising credentials. One file containing client PII was exfiltrated. Kestra revoked sessions, reset passwords, and offered credit monitoring.
- 🦞Maine State AGas victim2024-10-31
Kestra Financial Services, a financial services firm based in Austin, TX, reported a data breach to the Maine AG occurring on October 21, 2024, and discovered the same day. The breach type was described as 'Other' with no further technical specifics disclosed. A total of 196 individuals were affected, including 1 Maine resident. Written notification was sent on November 8, 2024, and 12 months of identity theft protection services were offered.
- 🏎️Indiana State AGas victim2024-10-03
Kestra Financial Inc reported a data breach to the Indiana Attorney General. The breach occurred on 2024-09-05 and was reported on 2024-10-03. 1 Indiana residents were affected. 37 individuals affected in total.
- 🏎️Indiana State AGas victim2024-09-20
Kestra Financial Inc reported a data breach to the Indiana Attorney General. The breach occurred on 2024-08-21 and was reported on 2024-09-20. 12 Indiana residents were affected. 20 individuals affected in total.
- 🏎️Indiana State AGas victim2024-01-29
Kestra Financial reported a data breach to the Indiana Attorney General. The breach occurred on 2024-01-10 and was reported on 2024-01-29. 37 Indiana residents were affected.