MalwareFinancial ServicesFinanceRansomwareStolen CredentialsOrakleData ExfiltratedData EncryptedTargetedPIIIdentity (basic)Financial accountLowResolved

Kestra Financial Services

bd_0e490a6f4b4a448c · schema v1 · pii pii-v1

Severity

Low

Discovered

Jan 16, 2024

Filed

Feb 2, 2024

To disclose

17 days

Affected

1state residents only

Linked

2 filings

Confidence

67%

Full breach record for Kestra Financial Services →5 incidents on file

Kestra Financial, Inc. notified the Idaho AG of a ransomware incident affecting an independent contractor office. The breach occurred around Jan 10, 2024, was discovered Jan 16, 2024, and resolved Jan 17, 2024. One Idaho client's PII and financial data were potentially compromised. Kroll was engaged for notifications and 12 months of identity monitoring.

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Incident timeline

undetected · 6 days

discovery → filing · 17 days

Jan 10, 2024

Begins

Jan 16, 2024

Discovered

Feb 2, 2024

Filed

vs. sector median

6 wks faster

This filing is one of 2 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (1) · sorted by filing gap

Indiana State AGbd_4afd38b629679f152024-01-29 · +4dCandidate

Name: Kestra Financial Services
norm: kestra financial
Domain: kestrafinancial.com
Industry: Financial Services

Name: Kestra Financial Services
norm: kestra financial
Domain: kestrafinancial.com
Industry: Financial Services
Industry: Financial Servicesllm

Discovered: Jan 16, 2024
Breach occurred: Jan 10, 2024
Undetected for: 6 daysoccurrence → discovery
Materiality determined: —
Notification sent: —
Affected individuals: 1state-resident count only
Data types: PIIIdentity (basic)Financial account
Attack vector: Ransomware
MITRE ATT&CK: T1486 Data Encrypted for ImpactT1078 Valid AccountsT1041 Exfiltration Over C2 Channel
Threat actor: ExternalFinancial
Regulator citations: Notified Idaho Office of the Attorney General
Initial access: valid_credentials

During the incident: Disabled access for the unauthorized party
Restored from a good backup
Secured the services of Kroll to assist with the notifications to affected clients
Provided identity monitoring services for 12 months at no cost to the client
Changes made: Restored from a good backup
Provided identity monitoring services for 12 months at no cost to the client
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 17 days(17 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 2 filings · 2 states

View merged incident ↗

Indiana State AGJan 29 · first

Idaho State AG+4d · this page

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://www.ag.idaho.gov/content/uploads/2024/02/1-26-2024-Kestra-Financial.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Feb 2, 2024
Raw hash: 47f527966dc2f6d946bcfdcd94ca75205c53c9632163b0806494bfd6684554ae

Linked disclosures

Regulatory filings (1) · sorted by filing gap

Reporting entityKestra Financial Services

Victim entityKestra Financial Services

Incidentdiscovered Jan 16, 2024

Stated responseDisabled access for the unauthorized party

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancewww.ag.idaho.gov