Social EngineeringFinancial ServicesFinancePhishingStolen CredentialsData ExfiltratedCustomer Data InvolvedPIIIdentity (basic)LowContained

Kestra Financial Services

bd_b1e360adc4b06500 · schema v1 · pii pii-v1

Severity

Low

Discovered

Oct 21, 2024

Filed

Oct 31, 2024

To disclose

10 days

Affected

1state residents only

Linked

2 filings

Confidence

66%

Full breach record for Kestra Financial Services →5 incidents on file

Kestra Financial, Inc. notified the NH Attorney General of a data breach discovered on October 21, 2024. Employees fell victim to a phishing email that redirected them to a fraudulent Microsoft login page, leading to credential theft and unauthorized access to email accounts. Three files were exfiltrated, one containing PII of one New Hampshire resident. The company revoked sessions, reset passwords, and offered identity monitoring via Kroll.

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Incident timeline

discovery → filing · 10 days

Oct 21, 2024

Begins

Oct 21, 2024

Discovered

Oct 31, 2024

Filed

vs. sector median

7 wks faster

This filing is one of 2 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (1) · sorted by filing gap

Maine State AGbd_f0189159e50479902024-10-31Candidate

Name: Kestra Financial Services
norm: kestra financial
Domain: kestrafinancial.com

Name: Kestra Financial Services
norm: kestra financial
Domain: kestrafinancial.com
Industry: Financial Servicesllm

Discovered: Oct 21, 2024
Breach occurred: Oct 21, 2024
Undetected for: 0 daysoccurrence → discovery
Materiality determined: —
Notification sent: Nov 8, 2024
Affected individuals: 1state-resident count only
Data types: PIIIdentity (basic)
Attack vector: Phishing
MITRE ATT&CK: T1566.002 Spearphishing LinkT1078 Valid AccountsT1114 Email CollectionT1041 Exfiltration Over C2 Channel
Threat actor: External
Regulator citations: Notified NH Department of Justice
Initial access: phishing_link

During the incident: Revoked all active sessions
Reset passwords for affected users
Engaged Kroll to provide identity monitoring
Changes made: Offering free credit monitoring to affected clients
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 10 days(10 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 2 filings · 2 states

View merged incident ↗

Maine State AGOct 31 · first

New Hampshire State AGOct 31 · first · this page

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://mm.nh.gov/files/uploads/doj/remote-docs/kestra-financial-20241031.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Oct 31, 2024
Raw hash: db382d7b739dca4b905fcdc13d0e5cd82c986bae972481af64359ff9d7910569

Linked disclosures

Regulatory filings (1) · sorted by filing gap

Reporting entityKestra Financial Services

Victim entityKestra Financial Services

Incidentdiscovered Oct 21, 2024

Stated responseRevoked all active sessions

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancemm.nh.gov