Windhaven Investment Management, Inc.
ent_5c575adc724c806d3fb261e8
Disclosures
3
State AG · 3 jurisdictions
Multi-filing incidents
1
incidents joining 2+ filings here
Max affected reported
2,781
as filed · State AG MA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- Windhaven Investment Management, Inc.
- Normalized
- windhaven investment management— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- No match
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
Disclosure history (3)newest first
- California State AGas victim2013-09-23
Windhaven Investment Management, Inc. disclosed an unauthorized intrusion on a web server maintained by a third-party vendor. The incident was discovered in August 2013. The intruder may have accessed a database containing customer names, account numbers, custodians, and investment positions. Social Security numbers and dates of birth were not included. Windhaven disconnected the server, reported to law enforcement, and offered credit monitoring.
- Massachusetts State AGas victim2013-09-20
Windhaven Investment Management reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2013-09-20. 2,781 Massachusetts residents were affected. The report records the breach type as electronic.
- New Hampshire State AGas victim2013-09-19
Windhaven Investment Management, Inc. notified New Hampshire AG Joseph Foster on September 19, 2013, that unauthorized access to a third-party vendor's web server may have exposed client data. 419 NH residents affected. Data included names, contact info, account numbers, and potentially passwords. No SSNs or DOBs. Incident discovered in August 2013.