HackingFinancial ServicesFinanceStolen CredentialsSupply Chain (3P Vendor)Customer Data InvolvedIdentity (basic)Financial accountCredentialsLowContained

Windhaven Investment Management, Inc.

bd_90b4079b492caea4 · schema v1 · pii pii-v1

Severity

Low

Discovered

Aug 1, 2013

Filed

Sep 19, 2013

To disclose

7 weeks

Affected

419state residents only

Linked

3 filings

Confidence

67%

Full breach record for Windhaven Investment Management, Inc. →

Windhaven Investment Management, Inc. notified New Hampshire AG Joseph Foster on September 19, 2013, that unauthorized access to a third-party vendor's web server may have exposed client data. 419 NH residents affected. Data included names, contact info, account numbers, and potentially passwords. No SSNs or DOBs. Incident discovered in August 2013.

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Incident timeline

discovery → filing · 7 weeks / 49 days

Aug 1, 2013

Discovered

Sep 19, 2013

Filed

vs. sector median

1 wks faster

This filing is one of 3 filings about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (2) · sorted by filing gap

Massachusetts State AGbd_894a11fc71c5390c2013-09-20 · +1dVerified
California State AGbd_dd269faa8a2bf9b62013-09-23 · +4dCandidate

Name: Windhaven Investment Management, Inc.
norm: windhaven investment management
Domain: windhaveninvestments.com

Name: Windhaven Investment Management, Inc.
norm: windhaven investment management
Domain: windhaveninvestments.com
Industry: Financial Servicesllm

Discovered: Aug 1, 2013
Materiality determined: —
Notification sent: Sep 20, 2013
Affected individuals: 419state-resident count only
Data types: Identity (basic)Financial accountCredentials
Attack vector: Third-Party / Supply Chain
MITRE ATT&CK: T1195 Supply Chain CompromiseT1078 Valid Accounts
Threat actor: External
Regulator citations: reported the intrusion to law enforcement officials
Initial access: supply_chain

During the incident: Windhaven has permanently disconnected the affected web server and database, disabling any potential access to clients’ information.
Conducting a thorough review of the incident
Reported the intrusion to law enforcement officials
Offering clients a one-year of credit monitoring services at no expense to the client
Changes made: Conducting a thorough review of the incident in order to improve the security of confidential information in the Company’s possession
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 7 weeks(49 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 3 filings · 3 states

View merged incident ↗

New Hampshire State AGSep 19 · first · this page

Massachusetts State AG+1d

California State AG+4d

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://mm.nh.gov/files/uploads/doj/remote-docs/windhaven-investment-20130919.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Sep 19, 2013
Raw hash: bdb384a6b73c5d50d7c28ac1dd806db709718a60e9d3980af4273dae7702fc8c

Linked disclosures

Regulatory filings (2) · sorted by filing gap

Reporting entityWindhaven Investment Management, Inc.

Victim entityWindhaven Investment Management, Inc.

Incidentdiscovered Aug 1, 2013

Stated responseWindhaven has permanently disconnected the affected web server and database, disabling any potential access to clients’ information.

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancemm.nh.gov