UnknownFinancial accountMedium

Windhaven Investment Management, Inc.

bd_894a11fc71c5390c · schema v1 · pii pii-v2

Severity

Medium

Discovered

—

Filed

Sep 20, 2013

To disclose

—

Affected

2,781state residents only

Linked

3 filings

Confidence

95%

Full breach record for Windhaven Investment Management, Inc. →

Windhaven Investment Management reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2013-09-20. 2,781 Massachusetts residents were affected. The report records the breach type as electronic.

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Incident timeline — partial

? — ?

Breach window unknown

Sep 20, 2013

Filed

—

Corroborated · see linked filings

Compliance clocks stay unassessable until a regulatory filing lands. Dashed segments fill in automatically when corroboration arrives.

This filing is one of 3 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (2) · sorted by filing gap

New Hampshire State AGbd_90b4079b492caea42013-09-19 · +1dVerified
California State AGbd_dd269faa8a2bf9b62013-09-23 · +3dCandidate

Name: Windhaven Investment Management, Inc.
norm: windhaven investment management

Name: Windhaven Investment Management, Inc.
norm: windhaven investment management

Discovered: —
Materiality determined: —
Notification sent: —
Affected individuals: 2,781state-resident count only
Data types: Financial account
Data elements: Financial account number
Stated not affected: Social Security numberDriver's licence numberPayment card number
The filing states these were not involved. Categories absent from both lists were not addressed either way.
Attack vector: Unknown
Threat actor: External

Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 3 filings · 3 states

View merged incident ↗

New Hampshire State AGSep 19 · first

Massachusetts State AG+1d · this page

California State AG+4d

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://www.mass.gov/doc/data-breach-report-2013/download
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Sep 20, 2013
Raw hash: 5d803707621d4b05984ce4c1cfd6c6d9580fb085c23ccb2768fbfc277e747fa2

Linked disclosures

Regulatory filings (2) · sorted by filing gap

Reporting entityWindhaven Investment Management, Inc.

Victim entityWindhaven Investment Management, Inc.

IncidentUnknown

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancewww.mass.gov