DisclosureLens
Compliance scorecard · 1825d

Financial Asset Management Systems

6 disclosures across 5 jurisdictions · 2023-09-29 2023-11-04. Severity score: 6 across 2 incidents (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 13).

Disclosures
6

1825-day window · this entity as victim

Late clocks 2.0%
2

apparent from filed dates · see trail

% on-time
33.3%

below 80%

Severity score
6

max per incident · per-filing sum: 13

Compliance timing by regulator

Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for the source filings.

Breach History (5-Year Lookback)

Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record

Prior incidents
2

within lookback window

Late filings 2.0%
2

late notice filings

Recurrence interval

median days between incidents

Cumulative affected: 174,909 individuals across all prior incidents

Per-jurisdiction compliance record

JurisdictionOn-timeLateRate
us-ca00%
us-ga00%
us-me10100%
us-mt00%
us-vt020%

Cumulative data type exposure

financial_accounthealth_basicidentity_basicidentity_government

Disclosure timeline

Most-recent 100 filings. Click a row to open the disclosure detail.

FiledSourceJurisdictionSeverityAffectedClocks missed
2023-11-04ocrus-gaHigh164.8K
2023-10-31state_agus-vtMediumVT AG >45 bday
2023-09-29state_agus-caMedium37
2023-09-29state_agus-vtMediumVT AG >45 bday
2023-09-29state_agus-mtLow21
2023-09-29state_agus-meHigh10.1K