UBS Financial Services Inc.
10 disclosures across 1 jurisdictions · 2021-09-17 → 2026-01-14. Severity score: 13 across 8 incidents (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 15).
Scope. This scorecard covers filings naming this entity record. Related records are scored separately: UBS Group AG (parent record).
1825-day window · this entity as victim
none in window
no clock evaluations
max per incident · per-filing sum: 15
Sector context · Finance
- This entity:
- no clock-evaluable filing
- Sector cohort:
- 26.2% on-time (n=2,355 clock verdicts)
Cohort: 6,343 filings from 2,144 organisations carrying NAICS 52 on the filing itself, same 1825-day window; merged entities counted once. Both percentages count clock verdicts through the same registry — a filing with no evaluable clock is excluded from both rather than counted as on time.
Compliance timing by regulator
Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for this entity's source filings.
No compliance evaluations in this window.
us-ma — clock not computable from the dates recorded in the filings
Regulators holding filings from this entity
Every regulator that has received a visible filing naming this entity, all time — filings first.
- Massachusetts State AG (13)
Breach History (5-Year Lookback)
Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record
within lookback window
late notice filings
median days between incidents
Cumulative data type exposure
Disclosure timeline
Most-recent 100 filings. Click a row to open the disclosure detail.
| Filed | Source | Jurisdiction | Severity | Affected | Clocks missed |
|---|---|---|---|---|---|
| 2026-01-14 | state_ag | us-ma | Medium | 2state | |
| 2025-10-06 | state_ag | us-ma | Medium | 1state | |
| 2024-11-06 | state_ag | us-ma | Medium | 2state | |
| 2024-11-05 | state_ag | us-ma | Low | 1state | |
| 2024-07-09 | state_ag | us-ma | Low | 5state | |
| 2024-03-21 | state_ag | us-ma | Low | 1state | |
| 2023-02-15 | state_ag | us-ma | Medium | 75state | |
| 2022-09-26 | state_ag | us-ma | Low | 1state | |
| 2021-11-10 | state_ag | us-ma | Medium | 1state | |
| 2021-09-17 | state_ag | us-ma | Low | 1state |