UBS Financial Services Inc.

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Disclosures

State AG · 2 jurisdictions

Multi-filing incidents

incidents joining 2+ filings here

Max affected reported

as filed · State AG MA

Leak-site claims

none in sample

Identity resolution

Canonical name: UBS Financial Services Inc.
Normalized: ubs financial— dedupe via name-norm; Microsoft / MSFT collapse to one row
GLEIF LEI: ETYRV6ORNFJB5NONI676
SEC EDGAR CIK: None — not an SEC registrant
Domain: None on record
Corporate parent: UBS Group AG— per GLEIF relationship records

Disclosure history (14)newest first

Massachusetts State AGas victim2026-01-14
UBS Financial Services Inc. notified Massachusetts residents of a data security incident involving full name, date of birth, Social Security Number, and email. The incident was contained and mitigated. UBS is offering 24 months of credit monitoring via Experian. The nature of the incident was not disclosed due to Massachusetts law restrictions.
Massachusetts State AGas victim2025-10-06
UBS Financial Services Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2025-10-06. 1 Massachusetts residents were affected.
Massachusetts State AGas victim2024-11-06
UBS Financial Services Inc reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2024-11-06. 2 Massachusetts residents were affected.
Massachusetts State AGas victim2024-11-05
UBS Financial Services Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2024-11-05. 1 Massachusetts residents were affected.
Massachusetts State AGas victim2024-07-09
UBS Financial Services Inc reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2024-07-09. 5 Massachusetts residents were affected.
Illinois State AGas victim2024-06-01
UBS FINANCIAL SERVICES INC filed a data-breach notice with the Illinois Attorney General in June 2024 (case 24-06-012). The register records the breach as discovered on January 26, 2024. Additional entities named: DG3 NORTH AMERICA, INC. Illinois does not publish the number of people affected — 815 ILCS 530/10 permits the Attorney General to publish only the entity name, the types of personal information and the date range.
Massachusetts State AGas victim2024-03-21
UBS Financial Services Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2024-03-21. 1 Massachusetts residents were affected.
Massachusetts State AGas victim2023-02-15
UBS Financial Services reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2023-02-15. 75 Massachusetts residents were affected. The report records the breach type as paper.
Massachusetts State AGas victim2022-09-26
UBS Financial Services Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2022-09-26. 1 Massachusetts residents were affected. The report records the breach type as electronic.
Massachusetts State AGas victim2021-11-10
UBS Financial Services Inc reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2021-11-10. 1 Massachusetts residents were affected. The report records the breach type as electronic.
Massachusetts State AGas victim2021-09-17
UBS Financial Securities Inc reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2021-09-17. 1 Massachusetts residents were affected. The report records the breach type as electronic.
Massachusetts State AGas victim2021-01-22
UBS Financial Services Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2021-01-22. 9 Massachusetts residents were affected. The report records the breach type as electronic.
Massachusetts State AGas victim2020-09-04
UBS Financial Services Inc reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2020-09-04. 2 Massachusetts residents were affected. The report records the breach type as paper.
Massachusetts State AGas victim2008-09-11
UBS Financial Services Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2008-09-11. 56 Massachusetts residents were affected. The report records the breach type as electronic.