UnknownFinancial ServicesFinanceCustomer Data InvolvedIdentity (basic)Government IDMediumContained

UBS Financial Services Inc.

bd_d5c74b217f63d49c · schema v1 · pii pii-v1

Severity

Medium

Discovered

—

Filed

Jan 14, 2026

To disclose

—

Affected

Not disclosed

Confidence

67%

Full breach record for UBS Financial Services Inc. →10 incidents on file

UBS Financial Services Inc. notified Massachusetts residents of a data security incident involving full name, date of birth, Social Security Number, and email. The incident was contained and mitigated. UBS is offering 24 months of credit monitoring via Experian. The nature of the incident was not disclosed due to Massachusetts law restrictions.

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Incident timeline — partial

? — ?

Breach window unknown

Jan 14, 2026

Filed

—

No filing yet · watching

Compliance clocks stay unassessable until a regulatory filing lands. Dashed segments fill in automatically when corroboration arrives.

Tracked as a single-filing incident — the only disclosure on record for this event so far.Confirmed2 affectedView incident

Name: UBS Financial Services Inc.
norm: ubs financial
Domain: ubs.com

Name: UBS Financial Services Inc.
norm: ubs financial
Domain: ubs.com
Industry: Financial Servicesllm

Discovered: —
Materiality determined: —
Notification sent: Jan 12, 2026
Affected individuals: Not disclosed
Data types: Identity (basic)Government ID
Attack vector: Unknown

During the incident: Conducting a thorough review of the potentially affected systems
Contained and mitigated the incident
Addressed actions to prevent similar occurrences in the future
Offering complimentary credit monitoring and identity protection services for 24 months through Experian IdentityWorks
Changes made: Addressed actions to prevent similar occurrences in the future
Source: Quoted from the filing itself, not independently verified.

Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://www.mass.gov/doc/2026-59-ubs-financial-services-inc/download
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Jan 14, 2026
Raw hash: 16cc709cdf85053e0ac5ee5db94fe5a94dbe2743a05534d0fa9c1bece9e24bc5

Reporting entityUBS Financial Services Inc.

Victim entityUBS Financial Services Inc.

IncidentUnknown

Stated responseConducting a thorough review of the potentially affected systems

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancewww.mass.gov