UBS AMERICAS INC.
ent_019fd5fe4b4b2dd6282f534a175cfa1f
Disclosures
3
State AG · 1 jurisdiction
Multi-filing incidents
1
incidents joining 2+ filings here
Max affected reported
2
as filed · State AG MA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- UBS AMERICAS INC.
- Normalized
- ubs americas— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- T2E64KWP8B9GCLM28W20
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
Disclosure history (3)newest first
- Massachusetts State AGas victim2014-02-07
UBS Wealth Management Americas reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2014-02-07. 1 Massachusetts residents were affected. The report records the breach type as paper.
- Massachusetts State AGas victim2013-03-07
UBS Wealth Management Americas reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2013-03-07. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGas victim2013-02-14
UBS Wealth Management Americas reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2013-02-14. 2 Massachusetts residents were affected. The report records the breach type as paper.
Subsidiary disclosures (newest 10)filed by group companies
◈ These filings were made by or about subsidiaries of UBS AMERICAS INC. — not by UBS AMERICAS INC. itself. Corporate relationships are mapped from GLEIF relationship records and SEC Exhibit 21 filings.
- Massachusetts State AGvia UBS Financial Services Inc.2026-01-14
UBS Financial Services Inc. notified Massachusetts residents of a data security incident involving full name, date of birth, Social Security Number, and email. The incident was contained and mitigated. UBS is offering 24 months of credit monitoring via Experian. The nature of the incident was not disclosed due to Massachusetts law restrictions.
- Massachusetts State AGvia UBS Financial Services Inc.2025-10-06
UBS Financial Services Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2025-10-06. 1 Massachusetts residents were affected.
- Massachusetts State AGvia UBS Financial Services Inc.2024-11-06
UBS Financial Services Inc reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2024-11-06. 2 Massachusetts residents were affected.
- Massachusetts State AGvia UBS Financial Services Inc.2024-11-05
UBS Financial Services Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2024-11-05. 1 Massachusetts residents were affected.
- Massachusetts State AGvia UBS Financial Services Inc.2024-07-09
UBS Financial Services Inc reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2024-07-09. 5 Massachusetts residents were affected.
- Illinois State AGvia UBS Financial Services Inc.2024-06-01
UBS FINANCIAL SERVICES INC filed a data-breach notice with the Illinois Attorney General in June 2024 (case 24-06-012). The register records the breach as discovered on January 26, 2024. Additional entities named: DG3 NORTH AMERICA, INC. Illinois does not publish the number of people affected — 815 ILCS 530/10 permits the Attorney General to publish only the entity name, the types of personal information and the date range.
- Massachusetts State AGvia UBS Financial Services Inc.2024-03-21
UBS Financial Services Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2024-03-21. 1 Massachusetts residents were affected.
- Massachusetts State AGvia UBS Financial Services Inc.2023-02-15
UBS Financial Services reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2023-02-15. 75 Massachusetts residents were affected. The report records the breach type as paper.
- Massachusetts State AGvia UBS Financial Services Inc.2022-09-26
UBS Financial Services Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2022-09-26. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGvia UBS Financial Services Inc.2021-11-10
UBS Financial Services Inc reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2021-11-10. 1 Massachusetts residents were affected. The report records the breach type as electronic.