RAYMOND JAMES FINANCIAL, INC.
ent_019e228d4d78d2a29ce23f7771b752fd
Disclosures
25+
State AG · 5 jurisdictions
Multi-filing incidents
5
incidents joining 2+ filings here
Max affected reported
41
nationwide · State AG IN
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- RAYMOND JAMES FINANCIAL, INC.
- Normalized
- raymond james financial— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- RGUZHJ05YTITL6D76949
- SEC EDGAR CIK
- 0000720005
- Domain
- None on record
Disclosure history (newest 25)newest first
- Massachusetts State AGas victim2026-01-30
Raymond James Financial, Inc. notified Massachusetts residents that their private account information may have been exposed. The data involved includes name, Raymond James account numbers, tax distribution information, and the last 4 digits of Social Security Numbers. The company conducted a review of fulfillment processes, placed ID theft alerts, and offered one year of credit monitoring. No specific cause or timeline was provided in the notice.
- Massachusetts State AGas victim2025-11-05
Raymond James Financial reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2025-11-05. 2 Massachusetts residents were affected.
- Indiana State AGas victim2025-10-08
Raymond James Financial reported a data breach to the Indiana Attorney General. 2 Indiana residents were affected. 10 individuals affected in total.
- Massachusetts State AGas victim2025-07-30
Raymond James reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2025-07-30. 1 Massachusetts residents were affected.
- Massachusetts State AGas victim2025-07-03
Raymond James reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2025-07-03. 1 Massachusetts residents were affected.
- Massachusetts State AGas victim2025-06-13
Raymond James reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2025-06-13. 1 Massachusetts residents were affected.
- Indiana State AGas victim2025-04-22
Raymond James Financial reported a data breach to the Indiana Attorney General. The breach occurred on 2025-03-20 and was reported on 2025-04-22. 1 Indiana residents were affected. 41 individuals affected in total.
- Massachusetts State AGas victim2025-04-22
Raymond James Financial reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2025-04-22. 1 Massachusetts residents were affected.
- Massachusetts State AGas victim2024-06-04
Raymond James reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2024-06-04. 2 Massachusetts residents were affected.
- Massachusetts State AGas victim2024-03-01
Raymond James Financial reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2024-03-01. 1 Massachusetts residents were affected.
- Massachusetts State AGas victim2024-01-10
Raymond James Financial reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2024-01-10. 1 Massachusetts residents were affected.
- Indiana State AGas victim2023-10-31
Raymond James Financial reported a data breach to the Indiana Attorney General. The breach occurred on 2023-10-16 and was reported on 2023-10-31. 2 Indiana residents were affected.
- Indiana State AGas victim2023-10-27
Raymond James Financial reported a data breach to the Indiana Attorney General. The breach occurred on 2023-08-25 and was reported on 2023-10-27. 1 Indiana residents were affected.
- Maine State AGas victim2023-10-03
Raymond James Financial, Inc. reported an incident of inadvertent disclosure that occurred on July 20, 2023. The breach was discovered on July 28, 2023, and affected one Maine resident. The company provided the affected individual with a two-year membership to Experian's IdentityWorks credit monitoring and identity theft protection service.
- Massachusetts State AGas victim2023-09-01
Raymond James Financial reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2023-09-01. 2 Massachusetts residents were affected. The report records the breach type as paper.
- Montana State AGas victim2023-08-23
Raymond James Financial, Inc. notified Montana residents that on June 29, 2023, an employee inadvertently sent personal information to an unintended recipient. Exposed data included names, last 4 SSNs, DOBs, and account numbers. The company placed ID theft alerts and offered 1-year credit monitoring.
- Massachusetts State AGas victim2023-08-15
Raymond James Financial reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2023-08-15. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGas victim2023-04-20
Raymond James Financial reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2023-04-20. 1 Massachusetts residents were affected. The report records the breach type as paper.
- Massachusetts State AGas victim2023-04-18
Raymond James reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2023-04-18. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGas victim2023-03-14
Raymond James Financial reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2023-03-14. 6 Massachusetts residents were affected. The report records the breach type as paper.
- New Hampshire State AGas victim2023-03-14
Raymond James Financial, Inc. notified the NH Attorney General that on Feb 10, 2023, it became aware that correspondence containing client names, addresses, and account numbers was mailed without proper sealing. Three NH residents were affected. The company placed ID theft alerts, deployed technical solutions, and offered 1-year credit monitoring.
- Indiana State AGas victim2022-08-05
Raymond James Financial reported a data breach to the Indiana Attorney General. The breach occurred on 2022-06-17 and was reported on 2022-08-05. 2 Indiana residents were affected.
- Massachusetts State AGas victim2021-11-19
Raymond James Financial reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2021-11-19. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGas victim2021-11-12
Raymond James Financial reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2021-11-12. 1 Massachusetts residents were affected. The report records the breach type as paper.
- Massachusetts State AGas victim2021-08-04
Raymond James Financial reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2021-08-04. 1 Massachusetts residents were affected. The report records the breach type as electronic.
Subsidiary disclosures (3)filed by group companies
◈ These filings were made by or about subsidiaries of RAYMOND JAMES FINANCIAL, INC. — not by RAYMOND JAMES FINANCIAL, INC. itself. Corporate relationships are mapped from GLEIF relationship records and SEC Exhibit 21 filings.
- Massachusetts State AGvia RAYMOND JAMES & ASSOCIATES, INC.2017-03-06
Raymond James & Associates, Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2017-03-06. 1 Massachusetts residents were affected. The report records the breach type as paper.
- Massachusetts State AGvia Morgan Keegan & Company, Inc.2010-09-27
Morgan Keegan & Company, Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2010-09-27. 26 Massachusetts residents were affected. The report records the breach type as undefined.
- Massachusetts State AGvia RAYMOND JAMES & ASSOCIATES, INC.2008-12-15
Raymond James & Associates, Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2008-12-15. 6 Massachusetts residents were affected. The report records the breach type as electronic.