All entities
norm: raymond james associatesUSLEI U4ONQX15J3RO8XCKE979 · no CIKMax severity: Medium↳ subsidiary of RAYMOND JAMES FINANCIAL, INC.
Canonical registry
RAYMOND JAMES & ASSOCIATES, INC.
ent_01a0163298bce845846ab1596a3629f4
Disclosures
2
State AG · 1 jurisdiction
Multi-filing incidents
—
no multi-filing incident in sample
Max affected reported
6
as filed · State AG MA
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- RAYMOND JAMES & ASSOCIATES, INC.
- Normalized
- raymond james associates— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- U4ONQX15J3RO8XCKE979
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
- Corporate parent
- RAYMOND JAMES FINANCIAL, INC.— per SEC Exhibit 21 filing
Disclosure history (2)newest first
- Massachusetts State AGas victim2017-03-06
Raymond James & Associates, Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2017-03-06. 1 Massachusetts residents were affected. The report records the breach type as paper.
- Massachusetts State AGas victim2008-12-15
Raymond James & Associates, Inc. reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2008-12-15. 6 Massachusetts residents were affected. The report records the breach type as electronic.