AccidentalFinancial ServicesFinanceMisdeliveryCustomer Data InvolvedIdentity (basic)Government IDFinancial accountMediumContained

RAYMOND JAMES FINANCIAL, INC.

bd_bd44641d7ad123a3 · schema v1 · pii pii-v1

Severity

Medium

Discovered

Jun 29, 2023

Filed

Aug 23, 2023

To disclose

8 weeks

Affected

6state residents only

Confidence

66%

Full breach record for RAYMOND JAMES FINANCIAL, INC. →31 incidents on file

Raymond James Financial, Inc. notified Montana residents that on June 29, 2023, an employee inadvertently sent personal information to an unintended recipient. Exposed data included names, last 4 SSNs, DOBs, and account numbers. The company placed ID theft alerts and offered 1-year credit monitoring.

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Incident timeline

discovery → filing · 8 weeks / 55 days

Jun 29, 2023

Discovered

Aug 23, 2023

Filed

vs. sector median

1 wks faster

Tracked as a single-filing incident — the only disclosure on record for this event so far.Confirmed6 affectedView incident

Name: RAYMOND JAMES FINANCIAL, INC.
norm: raymond james financial
Domain: raymondjames.com

Name: RAYMOND JAMES FINANCIAL, INC.
norm: raymond james financial
Domain: raymondjames.com
Industry: Financial Servicesllm

Discovered: Jun 29, 2023
Materiality determined: —
Notification sent: Aug 23, 2023
Affected individuals: 6state-resident count only
Data types: Identity (basic)Government IDFinancial account
Data elements: Social Security numberDate of birth
Attack vector: Unknown
MITRE ATT&CK: T1535 Untrusted Physical Device
Threat actor: Internal

During the incident: Notified your Registered Investment Advisor
Placed ID Theft Alerts on all affected accounts
Changes made: Offering complimentary, 1-year membership in Experian’s IdentityWorks®
Encouraging enrollment in enhanced authentication/two-factor authentication
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 8 weeks(55 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://dojmt.gov/wp-content/uploads/OCP/Consumer-notification-letter-587.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Aug 23, 2023
Raw hash: 5ff37be0d8cd9bbd9950b46a331780e486d474513b9ca200685761e341032232

Reporting entityRAYMOND JAMES FINANCIAL, INC.

Victim entityRAYMOND JAMES FINANCIAL, INC.

Incidentdiscovered Jun 29, 2023

Stated responseNotified your Registered Investment Advisor

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancedojmt.gov