LPL FINANCIAL LLC
bd_16b6cb0b51a24a25 · schema v1 · pii pii-v1
Full breach record for LPL FINANCIAL LLC →37 incidents on fileLPL Financial LLC notified the NH Attorney General of a data security incident at its third-party service provider, Capital Forensics, Inc. On November 1, 2018, an unauthorized person accessed a single CFI user's account on a third-party file-sharing system. Files containing LPL client information, including names, account numbers, and Social Security numbers, were potentially accessed. LPL secured the account, removed the data, and notified 2,526 New Hampshire residents. Credit monitoring was offered.
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Incident timeline
Nov 1, 2018
Begins
Nov 1, 2018
Discovered
Nov 19, 2018
Filed
vs. sector median
6 wks faster
Linked disclosures
Why this link?Regulatory filings (8) · sorted by filing gap
- South Carolina State AGbd_78490b8402d50ca72018-11-19Verified
- Oregon State AGbd_0b991770e333c0872018-11-17 · +2dVerified
- California State AGbd_3497087925c6a5a22018-11-17 · +2dVerified
- Massachusetts State AGbd_63c74960da51c65e2018-11-16 · +3dVerified
Show 4 more filings ↓Show fewer ↑up to 65d gap
- Washington State AGbd_66ea226045eb8d612018-11-16 · +3dCandidate
- New Hampshire State AGbd_035fe324c7a65d902018-11-30 · +11dVerified
- Montana State AGbd_e84a40ef8b955b812019-01-17 · +59dVerified
- New Hampshire State AGbd_e5caf5bf46247a542019-01-23 · +65dVerified
Filing propagation · 9 filings · 7 states
View merged incident ↗Pattern: first filing Nov 16 (MA), last Jan 23 (NH) — a 68-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?
Evidence ladder
Attacker assertion only. Establishes: claim date, group, alleged victim.
Unlocks: incident narrative, operational impact. Still no compliance clock.
Unlocks: discovery date, data types, affected count, compliance clock.
Unlocks: materiality, stated response, full audit trail. Ceiling removed.