DisclosureLens
UnknownFinanceHigh

LPL FINANCIAL LLC

bd_0b991770e333c087 · schema v1 · pii pii-v1

Severity

High

Discovered

Nov 1, 2018

Filed

Nov 17, 2018

To disclose

16 days

Affected

270,000

Linked

9 filings

Confidence

95%
Full breach record for LPL FINANCIAL LLC →37 incidents on file

LPL Financial LLC reported a data breach to the Oregon Attorney General. The breach was reported on 2018-11-17. The breach occurred during 11/1/2018. The breach was discovered on 11/1/2018. 270,000 individuals were affected. Notice was sent on 11/17/2018.

Oregon clock✓ OR AG ≤45d16 days discovery → filing
⚠ occurrence dateThe stored discovery date equals the breach OCCURRENCE date. Detection is normally later, so this OVERSTATES the delay — a 'late' verdict here may not be real.

Incident timeline

discovery → filing · 16 days

Nov 1, 2018

Begins

Nov 1, 2018

Discovered

Nov 17, 2018

Filed

This filing is one of 9 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (8) · sorted by filing gap

Show 4 more filings ↓up to 67d gap

Filing propagation · 9 filings · 7 states

View merged incident ↗
Massachusetts State AGNov 16 · first
Washington State AGNov 16 · first
California State AG+1d
Oregon State AG+1d · this page
New Hampshire State AG+3d
South Carolina State AG+3d
New Hampshire State AG+14d
Montana State AG+62d
New Hampshire State AG+68d

Pattern: first filing Nov 16 (MA), last Jan 23 (NH) — a 68-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.