DisclosureLens
HackingFinancial ServicesFinanceSupply Chain (3P Vendor)Customer Data InvolvedPIIFinancial accountMediumContained

LPL FINANCIAL LLC

bd_035fe324c7a65d90 · schema v1 · pii pii-v1

Severity

Medium

Discovered

—

Filed

Nov 30, 2018

To disclose

—

Affected

2,636state residents only

Linked

9 filings

Confidence

66%
Full breach record for LPL FINANCIAL LLC →40 incidents on file

LPL Financial LLC submitted a supplemental notification to the New Hampshire Attorney General regarding a data security incident involving its third-party service provider, Capital Forensics, Inc. (CFI). LPL mailed notification letters to 2,526 NH residents initially, with an additional 110 letters mailed subsequently (total 2,636 NH residents). The incident involved potentially accessed data files on CFI's system. LPL provided credit monitoring and identity protection services for two years.

Incident timeline — partial

? — ?

Breach window unknown

Nov 30, 2018

Filed

No interval is drawn: no breach start or discovery date is on record for this filing.

This filing is one of 9 filings about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (8) · sorted by filing gap

Show 4 more filings ↓up to 54d gap

Filing propagation · 9 filings · 7 states

View merged incident ↗

Pattern: first filing Nov 16 (MA), last Jan 23 (NH) — a 68-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.