LPL FINANCIAL LLC — November 2018 breach

Clustered 9 filings across 7 jurisdictions · filing window Nov 16, 2018 → Jan 23, 2019. View entity profile → Other incidents for this victim →

⚠ 1 cross-filing discrepancy →Merge100%

Determination

Confirmed

Members

9 filings

States

Affected · reported

270,000

First → last filing

Nov 16, 2018 → Jan 23, 2019

Merge confidence

100%

incident inc_bf28aebd2a0f4ac2 · merged by deterministic · confidence 100%

Confirmed breach. Merged as one breach: 9 regulatory filings. The filings describe a third-party compromise. Intrusion Nov 1, 2018, discovered Nov 1, 2018 — the first regulatory filing landed 15 days later. 270,000 individuals reported across the linked filings. Data reported: Government ID, Financial account, Identity (basic), and 1 more. Notifications rolled out on a 68-day schedule across 9 filings beginning Nov 16, 2018. Each member filing remains the legal record for its jurisdiction.

Litigation Timing

Supplemental

Notification delay

15days

Discovered → first regulatory filing

Discovery variance

0days

Range of discovered_at dates across filings

Filing span

68days

Time between earliest and latest filing

Not recorded for this incident

Leak precedence · Materiality delta · SEC filing delay — no leak-site claim in this cluster; no SEC 8-K in this cluster.

Regulatory clocksOregon✓ OR AG ≤45dCalifornia✓ CA 60-day OK · 16dSouth Carolina✓ SC CRA notice dueFull clock table in Litigation Timeline

No cross-filing comparison data available for this incident.

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