Lincoln Financial Advisors
ent_5cfd99cb0e286810b0571060
Disclosures
8
State AG · 5 jurisdictions
Multi-filing incidents
2
incidents joining 2+ filings here
Max affected reported
1,200,000
nationwide · State AG HI
Leak-site claims
0
none in sample
Identity resolution
- Canonical name
- Lincoln Financial Advisors
- Normalized
- lincoln financial advisors— dedupe via name-norm; Microsoft / MSFT collapse to one row
- GLEIF LEI
- No match
- SEC EDGAR CIK
- None — not an SEC registrant
- Domain
- None on record
Disclosure history (8)newest first
- Massachusetts State AGas victim2022-03-22
Lincoln Financial Advisors Corporation reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2022-03-22. 1 Massachusetts residents were affected. The report records the breach type as electronic.
- Massachusetts State AGas victim2021-12-22
Lincoln Financial Advisors reported a data breach to the Massachusetts Office of Consumer Affairs and Business Regulation. The breach was reported on 2021-12-22. 7 Massachusetts residents were affected. The report records the breach type as electronic.
- California State AGas victim2021-12-21
Lincoln Financial Advisors discovered on March 19, 2020, that an unknown third party was in possession of a drive containing client data associated with its Charpentier Wealth Strategies office. The incident involved the loss of a physical drive containing personal information, including names and financial account details. Lincoln notified affected individuals starting April 15, 2020, and provided one year of identity monitoring services through Kroll. The company worked with law enforcement and confirmed its safeguards to prevent recurrence.
- California State AGas victim2020-05-08
Lincoln Financial Advisors discovered on March 19, 2020, that an unknown third party possessed a drive containing client data, potentially associated with the Charpentier Wealth Strategies office. The exposed data may include names, addresses, Social Security numbers, dates of birth, bank account information, driver's license numbers, and financial account numbers. Lincoln contacted law enforcement, added heightened security to accounts, and provided one year of identity monitoring services to affected individuals.
- Montana State AGas reporting2020-04-16
Lincoln Financial Advisors notified Montana residents that Charpentier Wealth Strategies lost a drive containing client PII, including SSNs and financial data, discovered March 19, 2020. Lincoln contacted law enforcement, enhanced security, and offered Kroll identity monitoring.
- California State AGas victim2020-04-16
Lincoln Financial Advisors discovered on March 19, 2020, that an unknown third party possessed a drive containing client data, potentially associated with the Charpentier Wealth Strategies office. The exposed data may include names, addresses, Social Security numbers, dates of birth, bank account information, driver's license numbers, and financial account numbers. Lincoln contacted law enforcement, added heightened security to accounts, and offered one year of identity monitoring via Kroll.
- Indiana State AGas victim2020-04-15
Lincoln Financial Advisors reported a data breach to the Indiana Attorney General. The breach occurred on 2020-03-19 and was reported on 2020-04-15. 5 Indiana residents were affected. 4,076 individuals affected in total.
- Hawaii State AGas victim2010-01-05
Lincoln Financial Securities Corporation (LFS) and Lincoln Financial Advisors Corporation (LFA) notified Hawaii OCP of a vulnerability in a portfolio information system involving shared usernames and passwords. FINRA alerted LFS on August 17, 2009, after receiving credentials from an unidentified source. Forensic investigation by Kroll found no evidence of unauthorized access or misuse, but could not rule it out. Approximately 1.2 million individuals were potentially affected, including 2,100 Hawaii residents. Data included names, SSNs, account numbers, and balances. Notices were sent January 6, 2010, offering credit monitoring.