HackingFinancial ServicesFinanceTheftCustomer Data InvolvedIdentity (basic)Government IDFinancial accountMediumContained

Charpentier Wealth Strategies

bd_440180e489a58275 · schema v1 · pii pii-v1

Severity

Medium

Discovered

Mar 19, 2020

Filed

Apr 16, 2020

To disclose

28 days

Affected

17state residents only

Linked

4 filings

Confidence

66%

Lincoln Financial Advisors notified Montana residents that Charpentier Wealth Strategies lost a drive containing client PII, including SSNs and financial data, discovered March 19, 2020. Lincoln contacted law enforcement, enhanced security, and offered Kroll identity monitoring.

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Incident timeline

discovery → filing · 28 days

Mar 19, 2020

Discovered

Apr 16, 2020

Filed

vs. sector median

4 wks faster

This filing is one of 4 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (3) · sorted by filing gap

California State AGbd_5270e3600164a2572020-04-16Candidate
Indiana State AGbd_6a6a2df3732449fa2020-04-15 · +1dVerified
California State AGbd_7cae0ea3e076542c2020-05-08 · +22dVerified

Name: Lincoln Financial Advisors
norm: lincoln financial advisors
Domain: LincolnFinancial.com

Name: Charpentier Wealth Strategies
norm: charpentier wealth strategies
Industry: Financial Servicesllm

Discovered: Mar 19, 2020
Materiality determined: —
Notification sent: Apr 20, 2020
Affected individuals: 17state-resident count only
Data types: Identity (basic)Government IDFinancial account
Data elements: Social Security numberDate of birth
Attack vector: Unauthorized Access
MITRE ATT&CK: T1052 Exfiltration Over Physical Medium
Threat actor: ExternalFinancial
Regulator citations: Cooperating with law enforcement investigation

During the incident: Contacted law enforcement and is cooperating fully with their investigation
Adding heightened security to Lincoln accounts
Advising other investment companies to take appropriate precautions
Arranged one-year membership in Kroll’s identity monitoring service
Changes made: Adding heightened security to Lincoln accounts
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 28 days(28 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 4 filings · 3 states

View merged incident ↗

Indiana State AGApr 15 · first

California State AG+1d

Montana State AG+1d · this page

California State AG+23d

Pattern: first filing Apr 15 (IN), last May 8 (CA) — a 23-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://dojmt.gov/wp-content/uploads/OCP/Consumer-79.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Apr 16, 2020
Raw hash: 78134d4ed3790722d20efe2bb636168b632836e38dd10442896dbe681832cccb

Linked disclosures

Regulatory filings (3) · sorted by filing gap

Reporting entityLincoln Financial Advisors

Victim entityCharpentier Wealth Strategies

Incidentdiscovered Mar 19, 2020

Stated responseContacted law enforcement and is cooperating fully with their investigation

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancedojmt.gov