norm: wamu investmentsUSno LEI · no CIKMax severity: Low

Canonical registry

WaMu Investments, Inc.

ent_03de13640ff8e7f0835b2d10

Compliance scorecard →🔔 Follow entity

Disclosures

1

State AG · 1 jurisdiction

Incidents

—

no linked incident in sample

Max affected reported

14

as filed · State AG NH

Leak-site claims

0

none in sample

Identity resolution

Canonical name: WaMu Investments, Inc.
Normalized: wamu investments— dedupe via name-norm; Microsoft / MSFT collapse to one row
GLEIF LEI: No match
SEC EDGAR CIK: None — not an SEC registrant
Domain: None on record

Disclosure history (1)newest first

⛰️New Hampshire State AGas victim2009-04-30
WaMu Investments, Inc. notified the New Hampshire Attorney General that approximately 14 state residents' personal and financial documents (including names, account numbers, income, and net worth) were misplaced in office and offsite storage. The firm determined no inappropriate access occurred but proactively notified clients and provided credit bureau resources.