AccidentalFinancial ServicesFinanceLossCustomer Data InvolvedPIIFinancialLowResolved

WaMu Investments, Inc.

bd_1fc8e2451983ceed · schema v1 · pii pii-v1

Severity

Low

Discovered

—

Filed

Apr 30, 2009

To disclose

—

Affected

14state residents only

Linked

2 filings

Confidence

69%

Full breach record for WaMu Investments, Inc. →

WaMu Investments, Inc. notified the New Hampshire Attorney General that approximately 14 state residents' personal and financial documents (including names, account numbers, income, and net worth) were misplaced in office and offsite storage. The firm determined no inappropriate access occurred but proactively notified clients and provided credit bureau resources.

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Incident timeline — partial

? — ?

Breach window unknown

Apr 30, 2009

Filed

No interval is drawn: no breach start or discovery date is on record for this filing.

This filing is one of 2 filings about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (1) · sorted by filing gap

Massachusetts State AGbd_aec5c6c81f2c3d1d2009-05-04 · +4dVerified

Name: WAMU
norm: wamu
Domain: wamu.org

Name: WaMu Investments, Inc.
norm: wamu investments
Industry: Financial Servicesllm

Discovered: —
Materiality determined: —
Notification sent: —
Affected individuals: 14state-resident count only
Data types: PIIFinancial
Attack vector: Unknown

During the incident: Searched extensively through files that may have contained the documents, both in our offices and at our offsite storage location
Notified our clients
Provided clients with information on how to obtain a free credit bureau report
Provided clients with information on how they can protect themselves, including contact information for the credit bureaus to place a fraud alert on their consumer reports
Source: Quoted from the filing itself, not independently verified.

Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 2 filings · 2 states

View merged incident ↗

New Hampshire State AGApr 30 · first · this page

Massachusetts State AG+4d

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://mm.nh.gov/files/uploads/doj/remote-docs/wamu-investments-20090430.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Apr 30, 2009
Raw hash: f8a49b685b90bb515c5606d90cfe21ff6a71a98a80ad8d27bf329bdfe7ee2468

Linked disclosures

Regulatory filings (1) · sorted by filing gap

Reporting entityWAMU

Victim entityWaMu Investments, Inc.

IncidentUnknown

Stated responseSearched extensively through files that may have contained the documents, both in our offices and at our offsite storage location

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancemm.nh.gov