OSAIC WEALTH, INC.
4 disclosures across 2 jurisdictions · 2025-02-28 → 2026-07-10. Severity score: 5 across 3 incidents (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 7).
1825-day window · this entity as victim
apparent from filed dates · see trail
of 1 clock verdicts
max per incident · per-filing sum: 7
Sector context · Finance
- This entity:
- 0.0% on-time (n=1 clock verdicts)
- Sector cohort:
- 25.6% on-time (n=2,334 clock verdicts)
Cohort: 6,590 filings from 2,125 organisations carrying NAICS 52 on the filing itself, same 1825-day window; merged entities counted once. Both percentages count clock verdicts through the same registry — a filing with no evaluable clock is excluded from both rather than counted as on time.
Compliance timing by regulator
Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for this entity's source filings.
- Maryland0 on-time · 1 review · 0 late · 1
- Massachusetts0 on-time · 0 late · 2 informational · 2
Discovery dates behind these clocks: 1 unattributed. Only a date the notification letter itself states is fully defensible; a date derived from another field makes the verdict indicative.
Regulators holding filings from this entity
Every regulator that has received a visible filing naming this entity, all time — filings first.
- Massachusetts State AG (3)
- Maryland State AG (1)
Breach History (5-Year Lookback)
Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record
within lookback window
late notice filings
median days between incidents
Per-jurisdiction compliance record
| Jurisdiction | On-time | Late | Rate |
|---|---|---|---|
| us-ma | 0 | 0 | — |
| us-md | 0 | 1 | 0% |
Cumulative data type exposure
Disclosure timeline
Most-recent 100 filings. Click a row to open the disclosure detail.