Social EngineeringFinancial ServicesFinancePhishingCustomer Data InvolvedFinancial accountIdentity (basic)Government IDMediumContained

OSAIC WEALTH, INC.

bd_37c8144b053f9de2 · schema v1 · pii pii-v1

Severity

Medium

Discovered

—

Filed

Jul 10, 2026

To disclose

—

Affected

1state residents only

Linked

2 filings

Confidence

66%

Full breach record for OSAIC WEALTH, INC. →3 incidents on file

Osaic Wealth, Inc. notified Massachusetts residents of a data security incident involving names, Social Security numbers, and financial account numbers. The breach appears to involve email compromise (phishing). The company provided two years of complimentary identity protection services via Epiq and enhanced employee security awareness training.

J jump to incidentP pin to compareR raw source

Incident timeline — partial

? — ?

Breach window unknown

Jul 10, 2026

Filed

No interval is drawn: no breach start or discovery date is on record for this filing.

This filing is one of 2 filings about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (1) · sorted by filing gap

Massachusetts State AGbd_3880172add051e5c2026-09-01 · +53dCandidate

Name: OSAIC WEALTH, INC.
norm: osaic wealth

Name: OSAIC WEALTH, INC.
norm: osaic wealth
Industry: Financial Servicesllm

Discovered: —
Materiality determined: —
Notification sent: Jul 10, 2026
Affected individuals: 1state-resident count only
Data types: Financial accountIdentity (basic)Government ID
Data elements: Social Security number
Attack vector: Unknown
MITRE ATT&CK: T1114 Email Collection
Initial access: phishing_link

During the incident: Arranged for you to receive a two-year complimentary membership of Epiq’s Privacy ID Solutions
Discussed the incident with employees to remind them of the importance of remaining vigilant for suspicious emails
Changes made: Continue to look for opportunities to enhance the security of our email environment
Source: Quoted from the filing itself, not independently verified.

Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 2 filings

View merged incident ↗

Massachusetts State AGJul 10 · first · this page

Massachusetts State AG+53d

Pattern: first filing Jul 10 (MA), last Sep 1 (MA) — a 53-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://www.mass.gov/doc/2026-1116-lei-wang/download
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Jul 10, 2026
Raw hash: aa676b81f7587bd90b4b1bb997e19e8744654ead3586c445f2de392c1c5098c6

Linked disclosures

Regulatory filings (1) · sorted by filing gap

Reporting entityOSAIC WEALTH, INC.

Victim entityOSAIC WEALTH, INC.

IncidentUnknown

Stated responseArranged for you to receive a two-year complimentary membership of Epiq’s Privacy ID Solutions

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancewww.mass.gov