norm: oppenheimerfundsUSLEI PDOAIGLBY74951MQ1C36 · no CIKMax severity: Medium↳ subsidiary of Invesco Ltd.

Canonical registry

OPPENHEIMERFUNDS, INC.

ent_019ecdcfa173935d23f1cbbeb9054891

Compliance scorecard →🔔 Follow entity

Disclosures

1

State AG · 1 jurisdiction

Incidents

—

no linked incident in sample

Max affected reported

—

no filed count in sample

Leak-site claims

0

none in sample

Identity resolution

Canonical name: OPPENHEIMERFUNDS, INC.
Normalized: oppenheimerfunds— dedupe via name-norm; Microsoft / MSFT collapse to one row
GLEIF LEI: PDOAIGLBY74951MQ1C36
SEC EDGAR CIK: None — not an SEC registrant
Domain: oppenheimerfunds.com
Corporate parent: Invesco Ltd.— per SEC Exhibit 21 filing

Disclosure history (1)newest first

🐻California State AGas victim2015-01-15
On April 24, 2014, a brokerage firm with a business relationship with OppenheimerFunds erroneously made shareholder names, addresses, account numbers, and Social Security numbers accessible to a registered representative of the firm. OppenheimerFunds was notified of the incident on January 9, 2015, and sent consumer notification letters dated January 15, 2015, offering free credit monitoring through Equifax.