DisclosureLens
AccidentalFinancial ServicesFinanceMisdeliveryCustomer Data InvolvedSupply Chain (3P Vendor)PIIIdentity (basic)Government IDFinancial accountMediumResolved

OPPENHEIMERFUNDS, INC.

bd_aa2533d170bd0916 · schema v1 · pii pii-v1

Severity

Medium

Discovered

—

Filed

Jan 15, 2015

To disclose

—

Affected

Not disclosed

Linked

2 filings

Confidence

80%
Full breach record for OPPENHEIMERFUNDS, INC. →7 incidents on file

On April 24, 2014, a brokerage firm with a business relationship with OppenheimerFunds erroneously made shareholder names, addresses, account numbers, and Social Security numbers accessible to a registered representative of the firm. OppenheimerFunds was notified of the incident on January 9, 2015, and sent consumer notification letters dated January 15, 2015, offering free credit monitoring through Equifax.

Incident timeline

Apr 24, 2014

Begins

Jan 15, 2015

Filed

This filing is one of 2 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (1) · sorted by filing gap

Filing propagation · 2 filings · 2 states

View merged incident ↗
California State AGJan 15 · first · this page
South Carolina State AG+5d

Pattern: first filing Jan 15 (CA), last Jan 20 (SC) — a 5-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.