AccidentalFinancial ServicesFinanceMisdeliveryCustomer Data InvolvedSupply Chain (3P Vendor)PIIIDENTITY_BASICIDENTITY_GOVERNMENTFINANCIAL_ACCOUNTMediumResolved
OPPENHEIMERFUNDS, INC.
bd_aa2533d170bd0916 · schema v1 · pii pii-v1
Full breach record for OPPENHEIMERFUNDS, INC. →On April 24, 2014, a brokerage firm with a business relationship with OppenheimerFunds erroneously made shareholder names, addresses, account numbers, and Social Security numbers accessible to a registered representative of the firm. OppenheimerFunds was notified of the incident on January 9, 2015, and sent consumer notification letters dated January 15, 2015, offering free credit monitoring through Equifax.
Tracked as a single-filing incident — the only disclosure on record for this event so far.ConfirmedView incident
Source provenance
- Source URL
- https://oag.ca.gov/ecrime/databreach/reports/sb24-48071
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
- Filed at
- Jan 15, 2015
- Raw hash
- a8e59a6c9710eecb0399797f33a456c2df636ab193a4881c97cbc8678b179cec
Reporting entity
- Name
- OPPENHEIMERFUNDS, INC.norm: oppenheimerfunds
- Domain
- oppenheimerfunds.com
Victim entity
- Name
- OPPENHEIMERFUNDS, INC.norm: oppenheimerfunds
- Domain
- oppenheimerfunds.com
- Industry
- Financial Servicesllm
Incident
- Discovered
- —
- Materiality determined
- —
- Notification sent
- Jan 15, 2015
- Affected individuals
- Not disclosed
- Data types
- PIIIDENTITY_BASICIDENTITY_GOVERNMENTFINANCIAL_ACCOUNT
- Attack vector
- Unknown
- Threat actor
- Partner
Compliance
- Compliance flags
- — (clock not assessable for this source)
Extraction provenance
- Status
- No extraction artifact recorded for this disclosure.