DisclosureLens
Compliance scorecard · 1825d

PRUDENTIAL FINANCIAL, INC.

7 disclosures across 4 jurisdictions · 2021-10-21 2025-01-03. Severity score: 4 across 2 incidents (max per incident: crit=4 high=3 med=2 low=1; per-filing sum: 10).

Scope. This scorecard covers filings naming this entity record. Related records are scored separately: PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY (subsidiary record); PRUDENTIAL INSURANCE COMPANY OF AMERICA (subsidiary record); PRUDENTIAL INTERNATIONAL INSURANCE HOLDINGS, LTD. (subsidiary record); THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (subsidiary record).

Disclosures
7

1825-day window · this entity as victim

Late clocks
1

apparent from filed dates · see trail

% on-time
50.0%

of 2 clock verdicts

Severity score
4

max per incident · per-filing sum: 10

Sector context · Finance

This entity:
50.0% on-time (n=2 clock verdicts)
Sector cohort:
25.6% on-time (n=2,334 clock verdicts)

Cohort: 6,584 filings from 2,123 organisations carrying NAICS 52 on the filing itself, same 1825-day window; merged entities counted once. Both percentages count clock verdicts through the same registry — a filing with no evaluable clock is excluded from both rather than counted as on time.

Compliance timing by regulator

Notice timing computed from the dates recorded in each filing — an indicative estimate from an automated clock, not a legal determination. Click any chip for this entity's source filings.

1825-day window

Discovery dates behind these clocks: 3 unattributed. Only a date the notification letter itself states is fully defensible; a date derived from another field makes the verdict indicative.

Regulators holding filings from this entity

Every regulator that has received a visible filing naming this entity, all time — filings first.

all time
  • Massachusetts State AG (26)
  • SEC 8-K (2)
  • Hawaii State AG (1)
  • Indiana State AG (1)

SEC-registered (CIK 0001137774). SEC cyber filings on record in this corpus: 2. Materiality under Item 1.05 is the registrant's own determination; the absence of a filing is a fact about this corpus, not a finding about any obligation.

Breach History (5-Year Lookback)

Historical incident recurrence, cumulative exposure, and per-jurisdiction compliance record

Prior incidents
2

within lookback window

Late filings
1

late notice filings

Recurrence interval
845d

median days between incidents

Per-jurisdiction compliance record

JurisdictionOn-timeLateRate
us-federal1150%
us-hi00
us-in00
us-ma00

Cumulative data type exposure

employmentfinancial_accountidentity_basicidentity_governmentpii

Disclosure timeline

Most-recent 100 filings. Click a row to open the disclosure detail.

FiledSourceJurisdictionSeverityAffectedClocks missed
2025-01-03state_agus-inLow182
2025-01-03state_agus-maLow12state
2024-03-01state_agus-hiMedium16.4Kstate
2024-02-21sec_8kus-federalLowSEC 4-day late· discovery date: unattributed
2024-02-13sec_8kus-federalLow
2021-11-12state_agus-maMedium1state
2021-10-21state_agus-maMedium1state