DisclosureLens
UnknownFinancial ServicesFinanceCustomer Data InvolvedIdentity (basic)Government IDMediumContained

Regal Securities, Inc.

bd_e482f87d638bfe87 · schema v1 · pii pii-v1

Severity

Medium

Discovered

Feb 1, 2023

Filed

Aug 16, 2023

To disclose

28 weeks

Affected

Not disclosed

Linked

4 filings

Confidence

65%
Full breach record for Regal Securities, Inc.2 incidents on file

Regal Securities, Inc. notified the California Attorney General of a data security incident occurring between January 31 and February 3, 2023. The company discovered suspicious activity in February 2023 impacting system access. A forensic investigation and data review, completed in July 2023, determined that personal information, including names and potentially Social Security numbers, may have been compromised. No evidence of misuse was found. The company engaged external experts, disconnected systems, and offered two years of identity monitoring via Kroll.

Incident timeline

undetected · 1 days
discovery → filing · 28 weeks / 196 days

Jan 31, 2023

Begins

Feb 1, 2023

Discovered

Aug 16, 2023

Filed

vs. sector median

+20 wks slower

This filing is one of 4 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (3) · sorted by filing gap

Filing propagation · 4 filings · 4 states

View merged incident ↗
Maine State AGAug 16 · first
Washington State AGAug 16 · first
California State AGAug 16 · first · this page

Pattern: first filing Aug 16 (ME), last Aug 23 (MA) — a 7-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.