HackingFinancial ServicesFinanceCustomer Data InvolvedDelayed DiscoveryIdentity (basic)Government IDHigh

Regal Securities, Inc.

bd_0315fc021923d015 · schema v1 · pii pii-v1

Severity

High

Discovered

Jul 19, 2023

Filed

Aug 16, 2023

To disclose

28 days

Affected · nationwide

18,97035 in this filing

Linked

4 filings

Confidence

65%

Full breach record for Regal Securities, Inc. →2 incidents on file

Regal Securities, Inc. experienced an external system breach between January 31, 2023, and February 3, 2023, which was discovered on July 19, 2023. The breach affected 18,970 individuals, compromising their names and driver's license or non-driver identification card numbers. The company began notifying affected individuals on August 16, 2023, and offered 24 months of credit monitoring and identity restoration services through Kroll.

J jump to incidentP pin to compareR raw source

Maine clockDiscovered Jul 19, 2023 → Filed with AG Aug 16, 202328d ✓ ME AG ≤30d28 days discovery → filing

⚠ AG web formThe discovery date came from the AG web-form field, which is systematically later than the detection date stated in the letter. Treat the clock as indicative.

Incident timeline

undetected · 169 days

discovery → filing · 28 days

Jan 31, 2023

Begins

Jul 19, 2023

Discovered

Aug 16, 2023

Filed

vs. sector median

4 wks faster

This filing is one of 4 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (3) · sorted by filing gap

Washington State AGbd_aea6b0da2db1048f2023-08-16Verified by operator
California State AGbd_e482f87d638bfe872023-08-16Verified by operator
Massachusetts State AGbd_1062abc3efa11b792023-08-23 · +7dVerified

Name: Regal Securities, Inc.
norm: regal securities

Name: Regal Securities, Inc.
norm: regal securities
Industry: Financial Servicesllm

Discovered: Jul 19, 2023
Breach occurred: Jan 31, 2023 – Feb 3, 2023
Undetected for: 169 daysoccurrence → discovery
Materiality determined: —
Notification sent: Aug 16, 2023
Affected individuals: 18,970state + nationwide
Data types: Identity (basic)Government ID
Data elements: Driver's licence number
Attack vector: Unauthorized Access
Threat actor: External

During the incident: Offering 24 months of credit monitoring and identity restoration services through Kroll
Sent written notification to affected individuals
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 28 days(28 days from discovery to filing)
Compliance flags: ME AG ≤30d · 28d
Discovery-date grounding: AG web formThe discovery date came from the AG web-form field, which is systematically later than the detection date stated in the letter. Treat the clock as indicative.
Clock breakdown: Statute Window Elapsed Threshold Status
Maine
Discovered: Jul 19, 2023
→ Filed with AG: Aug 16, 2023
28d 30 days ME AG ≤30d

Statute	Window	Elapsed	Threshold	Status
Maine	Discovered: Jul 19, 2023 → Filed with AG: Aug 16, 2023	28d	30 days	ME AG ≤30d

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 4 filings · 4 states

View merged incident ↗

Washington State AGAug 16 · first

California State AGAug 16 · first

Maine State AGAug 16 · first · this page

Massachusetts State AG+7d

Pattern: first filing Aug 16 (WA), last Aug 23 (MA) — a 7-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://www.maine.gov/agviewer/content/ag/985235c7-cb95-4be2-8792-a1252b4f8318/ede73d44-ada1-4ed2-87b7-19da59103cc0.shtml
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Aug 16, 2023
Raw hash: 7e486bc89c50a7886d77baf1559ea2de85a81a4f1246626e546af52eccdc184f

Linked disclosures

Regulatory filings (3) · sorted by filing gap

Reporting entityRegal Securities, Inc.

Victim entityRegal Securities, Inc.

Incidentdiscovered Jul 19, 2023

Stated responseOffering 24 months of credit monitoring and identity restoration services through Kroll

ComplianceME AG ≤30d

Extraction provenanceno artifact recorded

Source provenancewww.maine.gov