HackingFinancial ServicesFinanceStolen CredentialsSupply Chain (3P Vendor)Customer Data InvolvedFinancial accountIdentity (basic)Government IDMediumActive

CALDWELL SUTTER CAPITAL, INC.

bd_dc8ad24a2c5902af · schema v1 · pii pii-v1

Severity

Medium

Discovered

Apr 29, 2026

Filed

Jun 11, 2026

To disclose

6 weeks

Affected

8state residents only

Linked

5 filings

Confidence

66%

Full breach record for CALDWELL SUTTER CAPITAL, INC. →

Caldwell Sutter Capital, Inc. disclosed a data breach involving third-party provider FoxTrot, LLC. Unauthorized access occurred on April 22, 2026, exposing customer names, account numbers, and Social Security numbers. The investigation is ongoing. The company offered 24 months of credit monitoring via Experian IdentityWorks and identity restoration services.

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Massachusetts clock⏱ MA AG >30d6 weeks discovery → filing

Incident timeline

undetected · 6 days

discovery → filing · 6 weeks / 43 days

Apr 22, 2026

Begins

Apr 29, 2026

Discovered

Jun 11, 2026

Filed

vs. sector median

3 wks faster

This filing is one of 5 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (4) · sorted by filing gap

Maine State AGbd_92d7fd2ed3036b1b2026-06-11Candidate
Vermont State AGbd_37339e913805b8d72026-06-12 · +1dVerified
Nebraska State AGbd_0111ecdabc6512222026-05-29 · +13dVerified
Indiana State AGbd_7fd3aefede554e9e2026-05-29 · +13dVerified

Name: CALDWELL SUTTER CAPITAL, INC.
norm: caldwell sutter
Domain: cald.com

Name: CALDWELL SUTTER CAPITAL, INC.
norm: caldwell sutter
Domain: cald.com
Industry: Financial Servicesllm

Discovered: Apr 29, 2026
Breach occurred: Apr 22, 2026 – Apr 22, 2026
Undetected for: 6 daysoccurrence → discovery
Materiality determined: —
Notification sent: —
Affected individuals: 8state-resident count only
Data types: Financial accountIdentity (basic)Government ID
Data elements: Social Security number
Attack vector: Third-Party / Supply Chain
MITRE ATT&CK: T1195 Supply Chain Compromise
Threat actor: External
Regulator citations: Evaluating and making notifications to regulators and other authorities as required by applicable state and federal law
Third party: via FoxTrot, LLC
Initial access: supply_chain

During the incident: Worked closely with the vendor to ensure the breach has been contained
Implementing additional controls and safeguards, including making changes to existing policies and procedures
Evaluating and making notifications to regulators and other authorities as required by applicable state and federal law
Offering complimentary access to Experian IdentityWorks, which provides credit monitoring services, for 24 months at no cost
Providing access to Identity Restoration for 24 months
Changes made: Implementing additional controls and safeguards
Making changes to existing policies and procedures
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 6 weeks(43 days from discovery to filing)
Compliance flags: MA AG >30d
Discovery-date grounding: letter-groundedThe discovery date is the detection date narrated in the notification letter — the defensible tier.

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 5 filings · 5 states

View merged incident ↗

Nebraska State AGMay 29 · first

Indiana State AGMay 29 · first

Maine State AG+13d

Massachusetts State AG+13d · this page

Vermont State AG+14d

Pattern: first filing May 29 (NE), last Jun 12 (VT) — a 14-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://www.mass.gov/doc/2026-959-caldwell-sutter-capital-inc/download
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Jun 11, 2026
Raw hash: 78da31d9ff1f5da2256398224268adfc4e03bd7b766a25893f094bd96601e952

Linked disclosures

Regulatory filings (4) · sorted by filing gap

Reporting entityCALDWELL SUTTER CAPITAL, INC.

Victim entityCALDWELL SUTTER CAPITAL, INC.

Incidentdiscovered Apr 29, 2026

Stated responseWorked closely with the vendor to ensure the breach has been contained

ComplianceMA AG >30d

Extraction provenanceno artifact recorded

Source provenancewww.mass.gov