HackingFinancial ServicesFinanceSupply Chain (3P Vendor)Customer Data InvolvedIdentity (basic)Financial accountLowActive

CALDWELL SUTTER CAPITAL, INC.

bd_0111ecdabc651222 · schema v1 · pii pii-v1

Severity

Low

Discovered

—

Filed

May 29, 2026

To disclose

—

Affected

Not disclosed

Linked

5 filings

Confidence

66%

Full breach record for CALDWELL SUTTER CAPITAL, INC. →

Caldwell Sutter Capital, Inc. notified Nebraska AG of a data breach involving third-party provider FoxTrot, LLC. Unauthorized access occurred on April 22, 2026, affecting customer names, account numbers, and dates of birth. The investigation is ongoing. The company is offering 12 months of credit monitoring via Experian IdentityWorks.

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Incident timeline

Apr 22, 2026

Begins

May 29, 2026

Filed

This filing is one of 5 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (4) · sorted by filing gap

Indiana State AGbd_7fd3aefede554e9e2026-05-29Verified
Maine State AGbd_92d7fd2ed3036b1b2026-06-11 · +13dCandidate
Massachusetts State AGbd_dc8ad24a2c5902af2026-06-11 · +13dVerified
Vermont State AGbd_37339e913805b8d72026-06-12 · +14dVerified

Name: CALDWELL SUTTER CAPITAL, INC.
norm: caldwell sutter
Domain: cald.com

Name: CALDWELL SUTTER CAPITAL, INC.
norm: caldwell sutter
Domain: cald.com
Industry: Financial Servicesllm

Discovered: —
Breach occurred: Apr 22, 2026 – Apr 22, 2026
Materiality determined: —
Notification sent: —
Affected individuals: Not disclosed
Data types: Identity (basic)Financial account
Attack vector: Third-Party / Supply Chain
MITRE ATT&CK: T1195 Supply Chain Compromise
Threat actor: External
Regulator citations: evaluating and making notifications to regulators and other authorities as required by applicable state and federal law
Third party: via FoxTrot, LLC
Initial access: supply_chain

During the incident: Worked closely with the vendor to ensure the breach has been contained
Implementing additional controls and safeguards, including making changes to existing policies and procedures
Evaluating and making notifications to regulators and other authorities
Offering complimentary access to Experian IdentityWorks, which provides credit monitoring services, for 12 months
Changes made: Making changes to existing policies and procedures
Implementing additional controls and safeguards
Source: Quoted from the filing itself, not independently verified.

Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 5 filings · 5 states

View merged incident ↗

Indiana State AGMay 29 · first

Nebraska State AGMay 29 · first · this page

Maine State AG+13d

Massachusetts State AG+13d

Vermont State AG+14d

Pattern: first filing May 29 (IN), last Jun 12 (VT) — a 14-day rolling notification. Rolling spreads often mean counsel is filing as thresholds trip per state. Why this link?

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://nebraska.gov/ago/data-breach/documents/648f4f24-f105-4a5f-841e-5219908247e4.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: May 29, 2026
Raw hash: d10b01eca841ebf29631dbd1c5eb2b090776f13a0b02b9a83e3f3425fd9be770

Linked disclosures

Regulatory filings (4) · sorted by filing gap

Reporting entityCALDWELL SUTTER CAPITAL, INC.

Victim entityCALDWELL SUTTER CAPITAL, INC.

IncidentThird-Party / Supply Chain

Stated responseWorked closely with the vendor to ensure the breach has been contained

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancenebraska.gov