Social EngineeringFinancial ServicesFinanceBECCustomer Data InvolvedIdentity (basic)Financial accountFinancial credentialsMediumResolved

RGT Wealth Advisors, LLC

bd_cf6d6f1362729d64 · schema v1 · pii pii-v1

Severity

Medium

Discovered

Aug 25, 2020

Filed

Dec 21, 2020

To disclose

17 weeks

Affected · nationwide

1,9562 in this filing

Linked

4 filings

Confidence

50%

Full breach record for RGT Wealth Advisors, LLC →2 incidents on file

RGT Wealth Advisors, LLC reported an email compromise that occurred from November 2, 2019, to November 15, 2019. The breach was discovered on August 25, 2020. The incident affected 2 Maine residents, compromising their names and financial account numbers or credit/debit card numbers with access codes. The company offered 12 months of identity theft protection services through Kroll.

J jump to incidentP pin to compareR raw source

Maine clockDiscovered Aug 25, 2020 → Filed with AG Dec 21, 2020118d ✗ ME AG >90d17 weeks discovery → filing

⚠ unattributedNo provenance was recorded for this discovery date and it matches no other date on the record. It may be correct, but it is not independently grounded.

Incident timeline

undetected · 297 days

discovery → filing · 17 weeks / 118 days

Nov 2, 2019

Begins

Aug 25, 2020

Discovered

Dec 21, 2020

Filed

vs. sector median

+8 wks slower

This filing is one of 4 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (3) · sorted by filing gap

Montana State AGbd_bc419ecee1b7984c2020-12-21Candidate
Indiana State AGbd_bf061944b0653feb2020-12-21Verified
Massachusetts State AGbd_e130478f5cbbb0bf2020-12-21Verified

Name: RGT Wealth Advisors, LLC
norm: rgt wealth advisors

Name: RGT Wealth Advisors, LLC
norm: rgt wealth advisors
Industry: Financial Servicesllm

Discovered: Aug 25, 2020
Breach occurred: Nov 2, 2019 – Nov 15, 2019
Undetected for: 297 daysoccurrence → discovery
Materiality determined: —
Notification sent: Dec 21, 2020
Affected individuals: 1,956state + nationwide
Data types: Identity (basic)Financial accountFinancial credentials
Data elements: Financial account number
Attack vector: Unauthorized Access

Changes made: Offered 12 months of identity theft protection services from Kroll.
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 17 weeks(118 days from discovery to filing)
Compliance flags: ME AG >90d · 118d
Discovery-date grounding: unattributedNo provenance was recorded for this discovery date and it matches no other date on the record. It may be correct, but it is not independently grounded.
Clock breakdown: Statute Window Elapsed Threshold Status
Maine
Discovered: Aug 25, 2020
→ Filed with AG: Dec 21, 2020
118d 90 days ME AG >90d

Statute	Window	Elapsed	Threshold	Status
Maine	Discovered: Aug 25, 2020 → Filed with AG: Dec 21, 2020	118d	90 days	ME AG >90d

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 4 filings · 4 states

View merged incident ↗

Montana State AGDec 21 · first

Indiana State AGDec 21 · first

Massachusetts State AGDec 21 · first

Maine State AGDec 21 · first · this page

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://www.maine.gov/agviewer/content/ag/985235c7-cb95-4be2-8792-a1252b4f8318/75fcb75a-1e54-43bf-b2c1-9b3a7f72c936.shtml
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Dec 21, 2020
Raw hash: a8f38ecd56b71276ee48adce2c57841b2a6cd8d7b45fb28372b53a20ee504c88

Linked disclosures

Regulatory filings (3) · sorted by filing gap

Reporting entityRGT Wealth Advisors, LLC

Victim entityRGT Wealth Advisors, LLC

Incidentdiscovered Aug 25, 2020

Stated responseOffered 12 months of identity theft protection services from Kroll.

ComplianceME AG >90d

Extraction provenanceno artifact recorded

Source provenancewww.maine.gov