HackingFinancial ServicesFinanceStolen CredentialsDelayed DiscoveryPIIIdentity (basic)Government IDMediumActive

RGT Wealth Advisors, LLC

bd_bc419ecee1b7984c · schema v1 · pii pii-v1

Severity

Medium

Discovered

Nov 1, 2019

Filed

Dec 21, 2020

To disclose

14 months

Affected

3state residents only

Linked

4 filings

Confidence

65%

Full breach record for RGT Wealth Advisors, LLC →2 incidents on file

RGT Wealth Advisors, LLC notified affected individuals in November 2020 that their personal information may have been accessed via unauthorized access to employee email accounts between November 2-15, 2019. The company engaged forensic specialists and is offering 12 months of identity monitoring. No evidence of misuse was found.

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Incident timeline

Nov 2, 2019

Begins

Dec 21, 2020

Filed

vs. sector median

+51 wks slower

This filing is one of 4 about the same incident.View merged incident

Linked disclosures

Why this link?

Regulatory filings (3) · sorted by filing gap

Indiana State AGbd_bf061944b0653feb2020-12-21Verified
Maine State AGbd_cf6d6f1362729d642020-12-21Verified by operator
Massachusetts State AGbd_e130478f5cbbb0bf2020-12-21Verified

Name: RGT Wealth Advisors, LLC
norm: rgt wealth advisors

Name: RGT Wealth Advisors, LLC
norm: rgt wealth advisors
Industry: Financial Servicesllm

Discovered: Nov 1, 2019
Breach occurred: Nov 2, 2019 – Nov 15, 2019
Materiality determined: —
Notification sent: Nov 23, 2020
Affected individuals: 3state-resident count only
Data types: PIIIdentity (basic)Government ID
Attack vector: Unauthorized Access
MITRE ATT&CK: T1078 Valid Accounts
Threat actor: External
Regulator citations: Notifying regulatory authorities
Initial access: valid_credentials

During the incident: Engaged third-party forensic specialists
Notifying regulatory authorities
Offering 12 months of identity monitoring services through Kroll
Changes made: Assess and update security measures
Update training to employees
Source: Quoted from the filing itself, not independently verified.

Time to disclose: 14 months(416 days from discovery to filing)
Compliance flags: — (clock not assessable for this source)

Status: No extraction artifact recorded for this disclosure.

Filing propagation · 4 filings · 4 states

View merged incident ↗

Indiana State AGDec 21 · first

Maine State AGDec 21 · first

Massachusetts State AGDec 21 · first

Montana State AGDec 21 · first · this page

Evidence ladder

Leak-site claim

Attacker assertion only. Establishes: claim date, group, alleged victim.

Press / market report

Unlocks: incident narrative, operational impact. Still no compliance clock.

State AG / regulator filingThis record

Unlocks: discovery date, data types, affected count, compliance clock.

SEC 8-K / victim statement

Unlocks: materiality, stated response, full audit trail. Ceiling removed.

Source URL: https://dojmt.gov/wp-content/uploads/rgtSamp-1.pdf
DisclosureLens links to the originating regulator URL — full filing bodies are not redistributed from public surfaces (§4.5).
Filed at: Dec 21, 2020
Raw hash: d8b2734abfaf6b49aa914f80ef8dd3c4e020c36fb3b76b9be8bef396146a0a1f

Linked disclosures

Regulatory filings (3) · sorted by filing gap

Reporting entityRGT Wealth Advisors, LLC

Victim entityRGT Wealth Advisors, LLC

Incidentdiscovered Nov 1, 2019

Stated responseEngaged third-party forensic specialists

Complianceclock not assessable

Extraction provenanceno artifact recorded

Source provenancedojmt.gov